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DO

Donald O'shea

CRD# 602086·Registered 1971 - 2002
Previously Registered: Being a previously registered professional could mean that Donald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Donald O'shea, who also goes by Donald Oshea, Done Oshea, was a registered financial advisor. Donald was a previously registered financial professional and started their career in finance 1971 - 2002. Donald had worked at 24 firms and has passed the Series 63, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Donald Oshea, Done Oshea

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

55 years in the financial services industry

Current & Past Employments

OLD DOMINION SECURITIES, INC.·CRD# 43881
BD
Davie, FL
March 15, 2002 - July 10, 2002
VFINANCE INVESTMENTS, INC·CRD# 44962
BD
Boca Raton, FL
January 1, 2002 - March 22, 2002
FIRST COLONIAL SECURITIES·CRD# 25121
BD
Boca Raton, FL
March 22, 2001 - January 1, 2002
STERLING FINANCIAL INVESTMENT GROUP, INC.·CRD# 41506
BD
Boca Raton, FL
December 11, 1999 - March 16, 2001
FIRST SECURITY INVESTMENTS, INC.·CRD# 24035
BD
Kingston, PA
July 3, 1996 - December 8, 1999
ROYAL PALM INVESTMENTS, LTD.·CRD# 28761
BD
Green Acres, FL
September 11, 1992 - June 28, 1996
FIRST AFFILIATED SECURITIES·CRD# 23737
BD
La Jolla, CA
November 25, 1991 - September 18, 1992
FIRST INDEPENDENCE GROUP INC.·CRD# 17407
BD
August 21, 1991 - February 1, 1994
R.B. WEBSTER INVESTMENTS, INC.·CRD# 19273
BD
November 13, 1990 - September 17, 1991
VEREINWEST CAPITAL MARKETS, INC.·CRD# 21996
BD
Miami, FL
January 2, 1990 - June 25, 1990
MORGAN GLADSTONE & CO. INC.·CRD# 17062
BD
May 2, 1989 - August 12, 1989
BISCAYNE SECURITIES CORPORATION·CRD# 17764
BD
June 8, 1988 - January 24, 1990
SACCO SECURITIES CORPORATION·CRD# 16420
BD
January 4, 1988 - June 15, 1988
RLR SECURITIES GROUP, INC.·CRD# 7952
BD
July 1, 1985 - December 21, 1987
GREENTREE SECURITIES CORP.·CRD# 7372
BD
March 9, 1985 - July 26, 1985
CROMWELL, KNIGHT & CO., INC.·CRD# 10512
BD
January 30, 1985 - March 11, 1985
ROONEY, PACE INC.·CRD# 6218
BD
July 27, 1984 - October 26, 1984
FIRST FLORIDA SECURITIES, INC.·CRD# 3892
BD
February 24, 1984 - June 25, 1984
RLR SECURITIES GROUP, INC.·CRD# 7952
BD
December 7, 1982 - March 6, 1984
RLR SECURITIES GROUP, INC.·CRD# 7952
BD
February 11, 1982 - October 26, 1982
ROSS, STEBBINS INC.·CRD# 6381
BD
September 14, 1981 - January 26, 1982
JOHN MUIR & CO.·CRD# 2837
BD
November 20, 1980 - September 29, 1981
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
November 13, 1979 - September 29, 1980
ALEX. BROWN & SONS INCORPORATED·CRD# 20
BD
February 5, 1976 - November 10, 1979
BAKER, WATTS & CO., INC.·CRD# 68
BD
October 8, 1974 - October 9, 1975
ROBERT GARRETT & SONS, INC.·CRD# 717
BD
July 7, 1971 - November 1, 1974

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Current Firm

OD
OLD DOMINION SECURITIES, INC.

OLD DOMINION SECURITIES, INC.

CRD#: 43881 / SEC#: 8-50467
BD
Terminated by SEC on 05/03/2003

Contact Information

Established

Florida since 08/19/1997

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DELPRINCE, JOHN STEPHANPRESIDENT/FINOP1980557

Disclosures

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1991About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Jun 1971

Series 24 — General Securities Principal Examination

Passed Mar 1991About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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