AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
DO

Donald O'shea

Some features on this profile are disabled
CRD#: 602086
DO

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald O'shea, who also goes by Donald Oshea, Done Oshea, was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 1971. Donald had worked at 24 firms and has passed the Series 63, Series 1 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Donald Oshea | Done Oshea

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 15, 2002 - July 10, 2002

OLD DOMINION SECURITIES, INC.

BD
CRD#: 43881
DAVIE, FL
Past

January 1, 2002 - March 22, 2002

VFINANCE INVESTMENTS, INC

BD
CRD#: 44962
BOCA RATON, FL
Past

March 22, 2001 - January 1, 2002

FIRST COLONIAL SECURITIES

BD
CRD#: 25121
BOCA RATON, FL
Past

December 11, 1999 - March 16, 2001

STERLING FINANCIAL INVESTMENT GROUP, INC.

BD
CRD#: 41506
BOCA RATON, FL
Past

July 3, 1996 - December 8, 1999

FIRST SECURITY INVESTMENTS, INC.

BD
CRD#: 24035
KINGSTON, PA
Past

September 11, 1992 - June 28, 1996

ROYAL PALM INVESTMENTS, LTD.

BD
CRD#: 28761
GREEN ACRES, FL
Past

November 25, 1991 - September 18, 1992

FIRST AFFILIATED SECURITIES

BD
CRD#: 23737
LA JOLLA, CA
Past

August 21, 1991 - February 1, 1994

FIRST INDEPENDENCE GROUP INC.

BD
CRD#: 17407
Past

November 13, 1990 - September 17, 1991

R.B. WEBSTER INVESTMENTS, INC.

BD
CRD#: 19273
Past

January 2, 1990 - June 25, 1990

VEREINWEST CAPITAL MARKETS, INC.

BD
CRD#: 21996
MIAMI, FL
Past

May 2, 1989 - August 12, 1989

MORGAN GLADSTONE & CO. INC.

BD
CRD#: 17062
Past

June 8, 1988 - January 24, 1990

BISCAYNE SECURITIES CORPORATION

BD
CRD#: 17764
Past

January 4, 1988 - June 15, 1988

SACCO SECURITIES CORPORATION

BD
CRD#: 16420
Past

July 1, 1985 - December 21, 1987

RLR SECURITIES GROUP, INC.

BD
CRD#: 7952
Past

March 9, 1985 - July 26, 1985

GREENTREE SECURITIES CORP.

BD
CRD#: 7372
Past

January 30, 1985 - March 11, 1985

CROMWELL, KNIGHT & CO., INC.

BD
CRD#: 10512
Past

July 27, 1984 - October 26, 1984

ROONEY, PACE INC.

BD
CRD#: 6218
Past

February 24, 1984 - June 25, 1984

FIRST FLORIDA SECURITIES, INC.

BD
CRD#: 3892
Past

December 7, 1982 - March 6, 1984

RLR SECURITIES GROUP, INC.

BD
CRD#: 7952
Past

February 11, 1982 - October 26, 1982

RLR SECURITIES GROUP, INC.

BD
CRD#: 7952
Past

September 14, 1981 - January 26, 1982

ROSS, STEBBINS INC.

BD
CRD#: 6381
Past

November 20, 1980 - September 29, 1981

JOHN MUIR & CO.

BD
CRD#: 2837
Past

November 13, 1979 - September 29, 1980

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

February 5, 1976 - November 10, 1979

ALEX. BROWN & SONS INCORPORATED

BD
CRD#: 20
Past

October 8, 1974 - October 9, 1975

BAKER, WATTS & CO., INC.

BD
CRD#: 68
Past

July 7, 1971 - November 1, 1974

ROBERT GARRETT & SONS, INC.

BD
CRD#: 717

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/12/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 1
Date: 6/23/1971
Registered Representative Examination
Principal/Supervisory Exam

Current Firm


OD
OLD DOMINION SECURITIES, INC.
OLD DOMINION SECURITIES, INC.

CRD#: 43881 / SEC#: , 8-50467

BD
Terminated by SEC on 05/03/2003
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
Mailing Address
Phone number
Established
Florida since 08/19/1997
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
DELPRINCE, JOHN STEPHANPRESIDENT/FINOP1980557

Disclosures


Civil Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OLD DOMINION SECURITIES, INC.

CRD#: 43881

TRUST BUT VERIFY

Monitor Donald O'shea

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics