James E. Rech
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Edward Rech, who also goes by James Rech, Jim Rech, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2012. James had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2017 - April 30, 2023
DISCOVERY INVESTMENT RESEARCH
May 3, 2012 - October 18, 2017
VAL VISTA CAPITAL MANAGEMENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
DISCOVERY INVESTMENT RESEARCH
CRD#: 290301 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 13 |
| AUM (Assets Under Management) | $ 5,208,558 |
Red Flags
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