Marvin Mann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marvin Mann, who also goes by Marvin Manekofsky, was a registered financial professional .
Marvin is a previously registered financial professional and started their career in finance in 1969. Marvin had worked at 19 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2002 - September 17, 2002
BNY MELLON SECURITIES LLC
March 4, 2002 - June 3, 2002
WORLD INVESTMENTS, LLC
October 1, 2000 - March 12, 2001
WELLS FARGO CLEARING SERVICES, LLC
January 11, 2000 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
January 12, 1998 - October 15, 1999
1717 CAPITAL MANAGEMENT COMPANY
July 9, 1990 - December 11, 1997
STUART STONE & CO., LLC
January 2, 1988 - October 29, 1988
MML INVESTORS SERVICES, LLC
August 7, 1987 - July 5, 1990
LCP CAPITAL CORP.
October 31, 1986 - August 17, 1987
ABACUS EQUITY SERVICES, INC.
May 10, 1983 - January 2, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
October 19, 1979 - October 31, 1986
CARDELL & ASSOCIATES, INCORPORATED
December 2, 1976 - October 4, 1979
SECURITY INVESTMENT SERVICES CORP.
May 16, 1974 - January 9, 1977
PIEDMONT CAPITAL CORPORATION
December 28, 1973 - June 11, 1974
SOMERSET EQUITIES CORPORATION
June 12, 1973 - May 9, 1974
HARVEY MARCH & CO INC
April 10, 1972 - July 14, 1973
INDEPENDENT FINANCIAL PLANNERS CORPORATION
April 17, 1970 - June 25, 1971
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
April 17, 1970 - June 25, 1971
OSAIC FA, INC.
September 25, 1969 - November 25, 1972
HARVEY MARCH & CO INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/3/1968
Registered Representative ExaminationCurrent Firm
BNY MELLON SECURITIES LLC
CRD#: 47268 / SEC#: , 8-51710
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
