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Gordon Thomas Krekow

CRD# 602046·Registered 1970 - 1996
Previously Registered: Being a previously registered professional could mean that Gordon is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gordon Thomas Krekow was a registered financial advisor. Gordon was a previously registered financial professional and started their career in finance 1970 - 1996. Gordon had worked at 5 firms and has passed the PC, Series 1, Series 12, Series 4 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

65 years in the financial services industry

Current & Past Employments

DAIN RAUSCHER INCORPORATED·CRD# 7600
BD
July 15, 1982 - October 8, 1996
FOSTER & MARSHALL INC.·CRD# 321
BD
November 29, 1972 - July 19, 1982
MACMILLAN REED CORP·CRD# 1000007
BD
January 28, 1972 - February 22, 1973
SECURITIES NORTHWEST, INC.·CRD# 5819
BD
June 24, 1971 - July 13, 1972
FOX RAFF & CO INC·CRD# 1000003
BD
April 8, 1970 - July 24, 1971

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Current Firm

DR
DAIN RAUSCHER INCORPORATED

DAIN BOSWORTH INCORPORATED | DAIN, BOSWORTH INCORPORATED | DAIN RAUSCHER INCORPORATED

CRD#: 7600 / SEC#: 8-3259
BD
Terminated by SEC on 05/08/1998

Contact Information

Established

Delaware since 03/16/1929

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

PC — AMEX Put and Call Exam

Passed Sep 1982

Series 1 — Registered Representative Examination

Passed Feb 1961

Series 12 — NYSE Branch Manager Examination

Passed May 1985

Series 4 — Registered Options Principal Examination

Passed Jun 1980About the Series 4 exam

Series 00 — General Securities Principal Examination

Passed Mar 1970

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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