Kermit A. Kolstad
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kermit Alden Kolstad JR, who also goes by Kermit Alden Kolstad, was a registered financial professional .
Kermit is a previously registered financial professional and started their career in finance in 1973. Kermit had worked at 12 firms and has passed the Series 63, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 1997 - May 3, 2000
INTERVEST INTERNATIONAL EQUITIES CORPORATION
February 25, 1991 - August 31, 1992
NTB FINANCIAL CORPORATION
January 21, 1991 - February 25, 1991
MALONE & ASSOCIATES, INC.
April 24, 1990 - December 24, 1990
CENTURY CAPITAL CORP. OF SOUTH CAROLINA
October 30, 1989 - April 30, 1990
CENPAC SECURITIES CORP.
September 23, 1988 - October 30, 1989
FIRST EAGLE, INC.
June 4, 1987 - November 2, 1988
SECURITIES USA, INC.
January 27, 1986 - June 10, 1987
WAINWRIGHT, AUSTIN, STONE & CO.
December 17, 1975 - January 6, 1986
SECO SECURITIES, INC.
February 3, 1975 - February 7, 1976
PITTMAN & COMPANY, INCORPORATED
December 18, 1974 - March 3, 1975
BIRKENMAYER INVESTMENTS, LTD.
December 19, 1973 - December 30, 1974
BARTON AND COMPANY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/14/1973
Registered Representative ExaminationCurrent Firm
INTERVEST INTERNATIONAL EQUITIES CORPORATION
CRD#: 20289 / SEC#: , 8-38156
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
