David M. Kimmel

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CRD#: 602016

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David M Kimmel was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1969. David had worked at 3 firms and has passed the Series 1 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 13, 1973 - July 20, 1977

ALLSTATE ENTERPRISES MANAGEMENT COMPANY

CRD#: 4037

Past

March 17, 1971 - April 17, 1973

P & H ASSOCIATES

CRD#: 5422

Past

October 21, 1969 - May 12, 1971

LINCOLN PLANNING CORP

CRD#: 1000003

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 1

Date: 2/5/1969

Registered Representative Examination

Current firm

No current employment

Red Flags

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