Sean Babin

BABIN WEALTH MANAGEMENT

SCOTTSDALE, AZ 85254

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CRD#: 6020123

Professional summary

Sean Babin, CFP®, who also goes by Sean Timothy Babin, is a registered financial advisor currently at BABIN WEALTH MANAGEMENT located in Scottsdale, Arizona.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Sean has worked at 7 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Yes

Aliases

Sean Timothy Babin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Babin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

September 4, 2024 - Present

BABIN WEALTH MANAGEMENT

Office #1: 15051 N Kierland Blvd Floor 3, Scottsdale, AZ 85254

RIA

CRD#: 332423

SCOTTSDALE, AZ

Past

June 17, 2020 - September 6, 2024

EDWARD JONES

RIA

CRD#: 250

SCOTTSDALE, AZ

Past

May 4, 2020 - September 6, 2024

EDWARD JONES

CRD#: 250

SCOTTSDALE, AZ

Past

March 22, 2019 - August 23, 2019

MATSON MONEY, INC.

RIA

CRD#: 110425

Scottsdale, AZ

Past

February 24, 2015 - August 26, 2016

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

PHOENIX, AZ

Past

February 24, 2015 - August 26, 2016

CHARLES SCHWAB & CO., INC.

CRD#: 5393

PHOENIX, AZ

Past

February 12, 2014 - January 6, 2015

AMERICAN WEALTH MANAGEMENT

RIA

CRD#: 122205

RENO, NV

Past

January 13, 2014 - December 23, 2014

FOOTHILL SECURITIES, INC.

CRD#: 1027

RENO, NV

Past

April 24, 2013 - December 16, 2013

LPL FINANCIAL LLC

CRD#: 6413

RENO, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(9/4/2024)

IAR

California
(3/6/2025)

IAR

Texas
(11/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/9/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/4/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/26/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/23/2013

General Securities Representative Examination

Current Firm

BABIN WEALTH MANAGEMENT

BABIN WEALTH MANAGEMENT | BABIN WEALTH MANAGEMENT LLC

CRD#: 332423 / SEC#:

Arizona

Registered Investment Advisory firm - (9/4/2024 Approved)

California

Registered Investment Advisory firm - (3/6/2025 Approved)

Texas

Registered Investment Advisory firm - (11/7/2024 Conditional Restricted)

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Contact information

Main Address

15051 N Kierland Blvd Floor 3, Scottsdale, AZ 85254

Mailing Address

Phone number

(480) 805-8106

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	140
AUM (Assets Under Management)	$ 19,364,537

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Sean Babin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Babin's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDWARD JONES

EDWARD JONES

MATSON MONEY, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

AMERICAN WEALTH MANAGEMENT

FOOTHILL SECURITIES, INC.

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/9/2020

Series 7TO

Date: 5/4/2020

SIE

Date: 8/26/2016

Series 7

Date: 4/23/2013

Current Firm

BABIN WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BABIN WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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