Mary J. Thompson
BUTTONWOOD FINANCIAL ADVISORS
Baltimore, MD 21224
Some features on this profile are disabled
CRD#: 6020089
Professional summary
Mary Jeanne Thompson, CFP®, CIMA®, who also goes by Mary J Daly, Mary J Thompson, is a registered financial advisor currently at BUTTONWOOD FINANCIAL ADVISORS, INC. located in Baltimore, Maryland.
Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Mary has worked at 3 firms .
Biography
Mary is the founder of ReFrame Financial Planning, a fee-only Financial Planning and Advisory firm in Howard County. Mary started ReFrame Financial Planning to help individuals build financial and purpose-driven transition plans for retirement.
Prior to starting ReFrame Financial Planning, Mary worked for 10 years for a fee-only investment advisory firm in Columbia, MD. She was a Senior Advisor and Partner working with clients to develop and implement investment and financial planning strategies based on the client’s values, needs and goals. Additionally, Mary was responsible for developing, refining and implementing processes and procedures that streamlined the advisory offering, ensuring a consistent and collaborative client experience. Mary was also responsible for managing, mentoring and coaching the associate advisory staff.
Mary started her career in the IT field, working for Putnam Investments for over 10 years. Mary was an Assistant Vice President responsible for the management of IT operations at the main headquarters in Boston and two international offices. She was the client services liaison between the Investment Management group and the IT division responsible for managing business partners' expectations for the implementation and delivery of new IT initiatives.
Mary received a Bachelor of Science degree in Mathematics with minors in Business and Computer Science from the University at Albany, SUNY. She holds the prestigious CERTIFIED FINANCIAL PLANNER TM certification. Mary is also a graduate of the Leadership Howard County, Premier Class of 2015.
Mary lives in Ellicott City, MD with her husband and two children. She is active in her community where she volunteers regularly.
Question & Answer
What are your service offerings?
Tax Planning
Insurance Planning
Estate Planning
Retirement Income Management
Life Transitions
Employee and Employer Plan Ben...
Retirement Planning
Comprehensive Financial Planni...
Investment Planning
Do you have an area of expertise or specialization?
Baby Boomers
Corporate Executives
Federal Employees
Financial Psychology/Coaching
Fixed Fee (Subscription, Retai...
Investment Advice without Ongo...
Are you a "fiduciary"?
Yes
Aliases
Mary J Daly | Mary J Thompson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
This Point Forward Non-investment related 9770 Patuxent Woods Dr Ste 329 Columbia, MD 21046 Nonprofit providing resources and services to adults 50+ to transition into and throughout the second-half of their lives with meaning and purpose. Co-Founder / Board Chair 3/1/2020 25-40 hours / month in total, 5-15 / month during securities trading hours Responsible for day-to-day administrative activities as well as developing and implementing new service offerings
CRS (Client Relationship Summary) - RIA
Click below to view Mary Jeanne Thompson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
April 30, 2024 - Present
BUTTONWOOD FINANCIAL ADVISORS, INC.
Office #1: 1 N Haven Street, Suite 204, Baltimore, MD 21224RIA
CRD#: 144926
Baltimore, MD
Past
February 15, 2019 - April 30, 2024
REFRAME FINANCIAL PLANNING, LLC
RIA
CRD#: 300014
ELLICOTT CITY, MD
Past
January 24, 2012 - May 31, 2018
FAI WEALTH MANAGEMENT
RIA
CRD#: 104610
COLUMBIA, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BUTTONWOOD FINANCIAL ADVISORS, INC.
BUTTONWOOD FINANCIAL ADVISORS, INC.
CRD#: 144926 / SEC#: 801-118433
RIA
Registered Investment Advisory firm - (4/13/2020 Approved)Arizona
Registered Investment Advisory firm - (11/18/2014 Terminated)Florida
Registered Investment Advisory firm - (4/15/2020 Terminated)Maryland
Registered Investment Advisory firm - (4/17/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/15/2020 Terminated)Texas
Registered Investment Advisory firm - (4/15/2020 Terminated)Virginia
Registered Investment Advisory firm - (4/15/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/30/2024)
IAR
District of Columbia(6/5/2024)
IAR
Florida(5/16/2024)
IAR
Georgia(6/3/2024)
IAR
Illinois(4/30/2024)
IAR
Maryland(4/30/2024)
IAR
New Hampshire(4/30/2024)
IAR
New York(4/30/2024)
IAR
Pennsylvania(4/30/2024)
IAR
Texas(4/30/2024)
IAR
Virginia(4/30/2024)
Exams
Current Firm
BUTTONWOOD FINANCIAL ADVISORS, INC.
BUTTONWOOD FINANCIAL ADVISORS, INC.
CRD#: 144926 / SEC#: 801-118433
RIA
Registered Investment Advisory firm - (4/13/2020 Approved)Arizona
Registered Investment Advisory firm - (11/18/2014 Terminated)Florida
Registered Investment Advisory firm - (4/15/2020 Terminated)Maryland
Registered Investment Advisory firm - (4/17/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/15/2020 Terminated)Texas
Registered Investment Advisory firm - (4/15/2020 Terminated)Virginia
Registered Investment Advisory firm - (4/15/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 N Haven Street, Suite 204, Baltimore, MD 21224
Mailing Address
Phone number
(410) 988-2391
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,006 |
| AUM (Assets Under Management) | $ 393,164,159 |
Red Flags
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