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TH

Thomas E. Hill

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CRD#: 601992
TH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Earl Hill JR, who also goes by Tom Hill Jr, Tommy Hill Jr, was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1970. Thomas had worked at 8 firms and has passed the Series 7, Series 1 and Series 00 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tom Hill Jr | Tommy Hill Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 17, 1994 - January 3, 1995

COASTAL SECURITIES, INC.

BD
CRD#: 27834
Past

June 19, 1990 - January 1, 1992

CULLUM & SANDOW, INC.

BD
CRD#: 7646
Past

April 14, 1989 - June 22, 1990

V.F. MINTON SECURITIES, INC.

BD
CRD#: 20642
Past

January 17, 1986 - March 28, 1989

CULLUM & SANDOW, INC.

BD
CRD#: 7646
Past

March 21, 1985 - January 30, 1986

NASH, WEISS & CO.

BD
CRD#: 6470
Past

July 1, 1980 - February 8, 1985

DFW CLEARING, INC.

BD
CRD#: 7736
Past

February 13, 1976 - November 2, 1977

RAUSCHER PIERCE REFSNES, INC.

BD
CRD#: 6663
Past

July 12, 1971 - July 29, 1976

HILL AND COMPANY

BD
CRD#: 1000007
Past

September 8, 1970 - August 29, 1971

SHUMATE & COMPANY, INC.

BD
CRD#: 770

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7
Date: 6/21/1980
General Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 12/28/1960
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 00
Date: 6/17/1971
General Securities Principal Examination

Current Firm

CS
COASTAL SECURITIES, INC.
COASTAL SECURITIES CORPORATION | MASTER HOLDINGS, INC. | COASTAL SECURITIES, INC. | COASTAL SECURITIES LTD. | COASTAL SECURITIES L.P.

CRD#: 27834 / SEC#: , 8-43227

BD
Terminated by SEC on 08/25/2017
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 12/29/2006
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
COASTAL FINANCIAL HOLDINGS, INC.HOLDING COMPANY
CIOCCIA, JOHN DIEGOOPERATIONS MANAGER1663440
FOLK, BRIAN MCGEEPRESIDENT/CFO5314485
KOMAR, DERYLE ANNBOARD MEMBER800219
MELTON, JOHN CHRISTOPHER SRCHIEF COMPLIANCE OFFICER, BOARD1437290
SMITH, THOMAS JAMESEXECUTIVE VICE PRESIDENT2112158

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COASTAL SECURITIES, INC.

CRD#: 27834

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