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Thomas Earl Hill Jr

CRD# 601992·Registered 1970 - 1995
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Earl Hill JR, who also goes by Tom Hill Jr, Tommy Hill Jr, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1970 - 1995. Thomas had worked at 8 firms and has passed the Series 7, Series 1 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tom Hill Jr, Tommy Hill Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

65 years in the financial services industry

Current & Past Employments

COASTAL SECURITIES, INC.·CRD# 27834
BD
March 17, 1994 - January 3, 1995
CULLUM & SANDOW, INC.·CRD# 7646
BD
June 19, 1990 - January 1, 1992
V.F. MINTON SECURITIES, INC.·CRD# 20642
BD
April 14, 1989 - June 22, 1990
CULLUM & SANDOW, INC.·CRD# 7646
BD
January 17, 1986 - March 28, 1989
NASH, WEISS & CO.·CRD# 6470
BD
March 21, 1985 - January 30, 1986
DFW CLEARING, INC.·CRD# 7736
BD
July 1, 1980 - February 8, 1985
RAUSCHER PIERCE REFSNES, INC.·CRD# 6663
BD
February 13, 1976 - November 2, 1977
HILL AND COMPANY·CRD# 1000007
BD
July 12, 1971 - July 29, 1976
SHUMATE & COMPANY, INC.·CRD# 770
BD
September 8, 1970 - August 29, 1971

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Current Firm

CS
COASTAL SECURITIES, INC.

COASTAL SECURITIES CORPORATION | MASTER HOLDINGS, INC. | COASTAL SECURITIES, INC. | COASTAL SECURITIES LTD. | COASTAL SECURITIES L.P.

CRD#: 27834 / SEC#: 8-43227
BD
Terminated by SEC on 08/25/2017

Contact Information

Established

Delaware since 12/29/2006

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
COASTAL FINANCIAL HOLDINGS, INC.HOLDING COMPANY—
CIOCCIA, JOHN DIEGOOPERATIONS MANAGER1663440
FOLK, BRIAN MCGEEPRESIDENT/CFO5314485
KOMAR, DERYLE ANNBOARD MEMBER800219
MELTON, JOHN CHRISTOPHER SRCHIEF COMPLIANCE OFFICER, BOARD1437290
SMITH, THOMAS JAMESEXECUTIVE VICE PRESIDENT2112158

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Jun 1980About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Dec 1960

Series 00 — General Securities Principal Examination

Passed Jun 1971

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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