AR
Andrew S. Rosen
KAINOS (TX) CAPITAL LP
Dallas, TX 75201
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CRD#: 6019860
AR
Professional summary
Andrew Scott Rosen is a registered financial advisor currently at KAINOS (TX) CAPITAL LP located in Dallas, Texas.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Andrew has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Scott Rosen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 12, 2015 - Present
KAINOS (TX) CAPITAL LP
Office #1: 2100 Mckinney Suite 1600, Dallas, TX 75201RIA
CRD#: 165607
Dallas, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
K(
KAINOS (TX) CAPITAL LP
HMK GP LP (RELYING ADVISER) | KCP II GP LP (RELYING ADVISER) | KCP GP LTD. (RELYING ADVISER) | KAINOS GP LLC (RELYING ADVISER) | KAINOS CAPITAL, LLC | KAINOS CAPITAL PARTNERS GP LP (RELYING ADVISER) | KAINOS CAPITAL LP | KAINOS (TX) CAPITAL, LLC | KAINOS (TX) CAPITAL LP
CRD#: 165607 / SEC#: 801-77307
RIA
Registered Investment Advisory firm - (12/7/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/12/2015)
Exams
Current Firm
K(
KAINOS (TX) CAPITAL LP
HMK GP LP (RELYING ADVISER) | KCP II GP LP (RELYING ADVISER) | KCP GP LTD. (RELYING ADVISER) | KAINOS GP LLC (RELYING ADVISER) | KAINOS CAPITAL, LLC | KAINOS CAPITAL PARTNERS GP LP (RELYING ADVISER) | KAINOS CAPITAL LP | KAINOS (TX) CAPITAL, LLC | KAINOS (TX) CAPITAL LP
CRD#: 165607 / SEC#: 801-77307
RIA
Registered Investment Advisory firm - (12/7/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2100 Mckinney Suite 1600, Dallas, TX 75201
Mailing Address
Phone number
(214) 740-7300
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 1,834,570,051 |
Red Flags
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Company Information
KAINOS (TX) CAPITAL LP
CRD#: 165607Dallas, TX 75201TRUST BUT VERIFY
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