Matthew M. Lane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Michael Lane was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2012. Matthew had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2017 - October 24, 2018
SCHULTZ COLLINS
October 5, 2012 - October 5, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
October 4, 2012 - October 5, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
March 15, 2012 - September 21, 2012
MORGAN STANLEY
March 9, 2012 - September 21, 2012
MORGAN STANLEY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SCHULTZ COLLINS
CRD#: 106964 / SEC#: 801-48362
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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