Norman H. Gershman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norman Herbert Gershman was a registered financial professional .
Norman is a previously registered financial professional and started their career in finance in 1968. Norman had worked at 4 firms and has passed the Series 63, Series 1, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 1988 - July 13, 1989
DOUGLAS BREMEN & CO., INC.
October 2, 1979 - August 12, 1988
PROFESSIONAL BROKERAGE SERVICES INC.
January 28, 1977 - October 28, 1979
JSC SECURITIES, INC.
December 18, 1968 - March 4, 1975
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 5/16/1959
Registered Representative ExaminationSeries 40
Date: 12/9/1968
Registered Principal ExaminationCurrent Firm
DOUGLAS BREMEN & CO., INC.
CRD#: 13186 / SEC#: , 8-28895
Contact information
Documents
Red Flags
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