David Mchugh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Mchugh was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2012. David had worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2012 - January 15, 2016
REUTERS TRANSACTION SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
REUTERS TRANSACTION SERVICES LLC
CRD#: 13245 / SEC#: , 8-28915
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THOMSON REUTERS (MARKETS) LLC | OWNER | |
| BULKA, SHMUEL RAFAEL | SECRETARY | 6315632 |
| CARLEY, WILLIAM BRENNAN | DIRECTOR | 6261529 |
| CHIN, MICHAEL KENNETH | DIRECTOR | 4426103 |
| GRIMM, LINDA STEINMANN | FINOP | 1970620 |
| SWEENEY, JESSICA E | CHIEF COMPLIANCE OFFICER | 3220826 |
| VENEZIA, THOMAS ANTHONY | DIRECTOR, SVP AND MANAGING PRINCIPAL | 4801049 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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