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DL

Daniel L. Lippincott

KARPUS INVESTMENT MANAGEMENT
Pittsford, NY 14534
Some features on this profile are disabled
CRD#: 6019452
DL

Professional summary

Daniel Lee Lippincott, who also goes by Daniel L Lippincott, is a registered financial advisor currently at KARPUS INVESTMENT MANAGEMENT located in Pittsford, New York.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Daniel has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Daniel L Lippincott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Daniel Lippincott established KARDS LLC as on 9/23/2024 to purchase real estate for rental purposes. The business is not investment related. The address of the business is PO Box 72 Mendon, NY 14506. He will spend approximately 5-10 hour a month on activities related to KARDS LLC and items related to the rental property (0 during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Lee Lippincott's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 26, 2021 - Present

KARPUS INVESTMENT MANAGEMENT

Office #1: 183 Sully's Trail, Pittsford, NY 14534
RIA
CRD#: 110275
Pittsford, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KI
KARPUS INVESTMENT MANAGEMENT
INVESTMENT ADVISOR | KARPUS MANAGEMENT INC | KARPUS INVESTMENT MANAGEMENT

CRD#: 110275 / SEC#: 801-29607

RIA
Registered Investment Advisory firm - (3/5/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(2/14/2023)
IAR
New York
(10/26/2021)
IAR
Texas
(1/27/2023)

Exams

Current Firm

KI
KARPUS INVESTMENT MANAGEMENT
INVESTMENT ADVISOR | KARPUS MANAGEMENT INC | KARPUS INVESTMENT MANAGEMENT

CRD#: 110275 / SEC#: 801-29607

RIA
Registered Investment Advisory firm - (3/5/1987 Approved)
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Contact information

Main Address
183 Sully's Trail, Pittsford, NY 14534
Mailing Address
Phone number
(585) 586-4680
Established
Firm type
Fiscal year end
# of Employees
38

SEC notice filing (46 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KARPUS INVESTMENT MANAGEMENT (9/26/2025)

Regulatory assets under management

Total Number of Accounts2,279
AUM (Assets Under Management)$ 4,010,769,565

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KARPUS INVESTMENT MANAGEMENT

CRD#: 110275Pittsford, NY 14534

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