Timothy J. Pipkens

OSAIC WEALTH

Rochester Hills, MI 48307

Some features on this profile are disabled

CRD#: 6019360

Professional summary

Timothy James Pipkens II, who also goes by Timothy James Pipkens, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Rochester Hills, Michigan.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Timothy has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Timothy James Pipkens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)CLEAR STRATEGY. POSITION: Insurance Agent. NATURE: Insurance Agent. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 07/24/2015 ADDRESS: 403 E GRAND RIVER AVE BRIGHTON, MI 48116 DESCRIPTION: Sale of fixed insurance products. 2)REAL ESTATE, LLC POSITION: Vice-President NATURE: Commercial Rental Property in Brighton, MI. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/19/2018 ADDRESS: 403 E GRAND RIVER AVE BRIGHTON, MI 48116, United States DESCRIPTION: Assisting in addressing needs both tenants and building 3)CLEAR STRATEGY POSITION: Investment Advisor Representative. NATURE: INVESTMENT ADVISER INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 10 START DATE: 07/24/2015 ADDRESS: 403 E GRAND RIVER AVE BRIGHTON, MI 48116, United States DESCRIPTION: INVESTMENT ADVISER REPRESENTATIVE 4)PEZZILLO FINANCIAL GROUP POSITION: Financial Advisor NATURE: S corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/20/2018 ADDRESS: 305 Barclay Circle Ste 1002, Rochester Hills MI 48307, United States DESCRIPTION: financial Advisor at a satellite office. Our main officeis with Clear strategy - brighton mi - we are working with an Insurance Only office (Pezzillo) - and offer financial, securities, and advisory services to these clients. the Insurance office wanted to keep the Pezzillo name for continuity, so we created a DBA for this office. 5)CLEAR STRATEGY - INSURANCE AGENT POSITION: Insurance Agent NATURE: Insurance agent Life and Health LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2017 ADDRESS: 403 E GRAND RIVER AVE, BRIGHTON MI 48116, United States DESCRIPTION: review life and health insurance for clients and prospective clients. Make recommendations as needed 6)STRATEGIC REAL ESTATE POSITION: owner NATURE: Owner of property. Rent office space to local businesses. this is an llc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 403 E GRAND RIVER AVE, BRIGHTON MI 48116, United States DESCRIPTION: maintain building for tenants collect rents 7) BENEFINANCIAL GROUP POSITION: Financial Advisor NATURE: llc INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/30/2020 ADDRESS: 305 Barclay Circle Ste 1002, Rochester Hills MI 48307, United States DESCRIPTION: This is an insurance only agent who has clients that he would like to make available sercurities / advisory services. I offer financial planning and recommendations to his clients, based on the best interest of the client. and service the contracts 8) CLEAR STRATEGY FINANCIAL POSITION: Financial Advisor NATURE: Clear Strategy Financial is the assumed name that all securities related business will be conducted. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/26/2023 ADDRESS: 403 E Grand River, Brighton MI 48116, United States DESCRIPTION: As a Financial Advisor, my duties include meeting with clients, reviewing existing accounts and providing investment recommendations and solutions.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy James Pipkens II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Timothy James Pipkens II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 305 Barclay Circle Suite 1002, Rochester Hills, MI 48307Office #2: 7305 Grand River Ave Suite 600, Brighton, MI 48114

RIA

CRD#: 23131

Rochester Hills, MI

Current

January 19, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 305 Barclay Circle Suite 1002, Rochester Hills, MI 48307Office #2: 7305 Grand River Ave Suite 600, Brighton, MI 48114

RIA

CRD#: 23131

Rochester Hills, MI

Past

March 1, 2019 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

ROCHESTER HILLS, MI

Past

March 1, 2019 - January 19, 2024

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

ROCHESTER HILLS, MI

Past

July 2, 2015 - March 1, 2019

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

BRIGHTON, MI

Past

April 13, 2015 - March 1, 2019

QUESTAR CAPITAL CORPORATION

CRD#: 43100

BRIGHTON, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/19/2024)

California
(1/19/2024)

Delaware
(3/8/2024)

Florida
(1/19/2024)

IAR

Florida
(9/4/2024)

Georgia
(1/19/2024)

Indiana
(1/19/2024)

Maryland
(1/19/2024)

Michigan
(1/19/2024)

IAR

Michigan
(1/19/2024)

Missouri
(10/14/2025)

Montana
(1/19/2024)

North Carolina
(1/19/2024)

Ohio
(1/19/2024)

Oregon
(1/19/2024)

South Carolina
(1/19/2024)

Texas
(1/19/2024)

IAR

Texas
(6/10/2024)

Utah
(1/19/2024)

Virginia
(1/19/2024)

Washington
(1/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/1/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/13/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jack Jerzewski

LPL ENTERPRISE, LLC

IAR

TROY, MI

Lyndon Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

IAR

Farmington Hills, MI

Avery Marsh

PFS INVESTMENTS INC.

Troy, MI

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Timothy J. Pipkens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy James Pipkens II's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Timothy James Pipkens II's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/1/2015

SIE

Date: 10/1/2018

Series 7

Date: 4/13/2015

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

Similar Advisors