Michael T. Mayers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Terrell Mayers was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2012. Michael had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2018 - February 6, 2024
BROOKSTONE CAPITAL MANAGEMENT LLC
February 26, 2016 - November 16, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 25, 2016 - November 16, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 12, 2013 - June 1, 2015
BB&T INVESTMENT SERVICES, INC.
February 12, 2013 - June 1, 2015
BB&T INVESTMENT SERVICES, INC.
May 8, 2012 - January 14, 2013
MORGAN STANLEY
March 12, 2012 - January 14, 2013
MORGAN STANLEY
Primary Firm SEC Registration
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413 / SEC#: 801-68010
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413 / SEC#: 801-68010
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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