Alex J. Budzon
WEALTH ADVISORS GROUP
Fort Wayne, IN 46845
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CRD#: 6019133
Professional summary
Alex Joseph Budzon, CFP® is a registered financial advisor currently at WEALTH ADVISORS GROUP located in Fort Wayne, Indiana.
Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Alex has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 9/10/2013 - WEALTH ADVISORS GROUP. FINANCIAL ADVISOR/OWNER. 40+HRS. 12726 COLDWATER RD FORT WAYNE, IN 46845. FINANCIAL PLANNING 2. 01/09/2015 - AJB FINANCIAL, LLC - BUSINESS ENTITY FOR TAX/RECONCILLIATION PURPOSES ONLY - TIME SPENT 4 HOURS PER MONTH - FORT WAYNE, IN 3. 08/08/2016 * Ash Brokerage * Non-Variable Insurance * INV REL * 12726 Coldwater Road, Fort Wayne, IN 46845 * Ash Brokerage is a General Agency for insurance business * START 01/01/2015 * 1 HRS/MO; 0 DURING SECS TRDG HRS. 4. MAD ANTHONYS FOUNDATION - BOARD MEMBER. 5HRS PER MONTH. NON-PROFIT. 921 E DUPONT RD SUITE 885 FORT WAYNE, IN 46825 NON INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Alex Joseph Budzon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
March 30, 2015 - Present
WEALTH ADVISORS GROUP
Office #1: 12726 Coldwater Road, Fort Wayne, IN 46845RIA
CRD#: 122050
Fort Wayne, IN
Past
June 12, 2013 - September 1, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WEALTH ADVISORS GROUP
SECURITY FINANCIAL SERVICES, INC. | WEALTH ADVISORS GROUP | THE ADVISORS GROUP
CRD#: 122050 / SEC#: 801-69787
RIA
Registered Investment Advisory firm - (1/2/2009 Approved)Indiana
Registered Investment Advisory firm - (2/12/2009 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(3/30/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WA
WEALTH ADVISORS GROUP
SECURITY FINANCIAL SERVICES, INC. | WEALTH ADVISORS GROUP | THE ADVISORS GROUP
CRD#: 122050 / SEC#: 801-69787
RIA
Registered Investment Advisory firm - (1/2/2009 Approved)Indiana
Registered Investment Advisory firm - (2/12/2009 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12726 Coldwater Road, Fort Wayne, IN 46845
Mailing Address
Phone number
(260) 619-3100
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,848 |
| AUM (Assets Under Management) | $ 1,127,499,798 |
Red Flags
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