Stephen W. Devanney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen William Marshall Devanney, who also goes by Stephen William Devanney, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1970. Stephen had worked at 11 firms and has passed the Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 1995 - December 4, 1996
SMITH, BENTON & HUGHES, INC.
December 1, 1988 - May 3, 1995
PARAGON CAPITAL MARKETS, INC.
April 29, 1988 - December 22, 1988
GREENTREE SECURITIES CORP.
April 21, 1987 - April 5, 1988
ROYCE PARK INVESTMENTS, INC.
May 24, 1976 - April 9, 1987
DEVANNEY, BURGIN, SHANACY, INC.
February 10, 1976 - June 17, 1976
S.W. DEVANNEY & COMPANY INC
February 4, 1974 - February 9, 1976
UNITED SECURITIES CORPORATION
November 27, 1973 - April 25, 1974
ALTA INVESTMENT COMPANY
March 15, 1973 - December 28, 1973
DOUGLAS ROE STANAT & CO INCORPORATED
January 8, 1971 - April 8, 1973
B. J. LEONARD AND COMPANY, INC.
December 21, 1970 - February 27, 1971
CASCADE INVESTMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/16/1970
Registered Representative ExaminationSeries 00
Date: 8/23/1972
General Securities Principal ExaminationCurrent Firm
SMITH, BENTON & HUGHES, INC.
CRD#: 20877 / SEC#: , 8-38535
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
