Kristin A. Linnell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristin Anne Linnell was a registered financial professional .
Kristin is a previously registered financial professional and started their career in finance in 2012. Kristin had worked at 1 firm and has passed the Series 63, Series 7TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2012 - August 27, 2020
POTAMUS TRADING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/30/2024
General Securities Representative ExaminationSeries 99TO
Date: 4/30/2024
Operations Professional ExaminationSeries 57TO
Date: 4/30/2024
Securities Trader ExamSeries 55
Date: 6/8/2012
Limited Representative-Equity Trader ExamCurrent Firm
POTAMUS TRADING, LLC
CRD#: 142867 / SEC#: , 8-67498
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| POTAMUS MANAGEMENT LLC | DIRECT OWNER | |
| GOVEREAU, PAUL | MANAGING PARTNER/CTO/CCO | 6078072 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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