Andrew D. Ledbetter
Professional summary
Andrew Dale Ledbetter was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Andrew is a previously registered financial professional and started their career in finance in 1976. Prior to being barred, Andrew had worked at 11 firms, which includes GRANITE ASSOCIATES INC, MULTI-BANK SECURITIES INC., COUNTRYWIDE SECURITIES CORPORATION, MERIDIAN SECURITIES INC., MORTGAGE GOVERNMENT SECURITIES INC., M.G.S.I. SECURITIES INC., ESSEX PARTNERS LTD., AUSTIN INVESTMENT PLANNING INC., BEVILL BRESLER & SCHULMAN SECURITIES INC., BEVILL BRESLER & SCHULMAN INCORPORATED, E.S.M. SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2005 - February 22, 2006
GRANITE ASSOCIATES, INC
October 10, 2001 - March 18, 2003
MULTI-BANK SECURITIES, INC.
May 22, 1996 - May 2, 2000
COUNTRYWIDE SECURITIES CORPORATION
April 25, 1991 - March 15, 1996
MERIDIAN SECURITIES, INC.
October 6, 1987 - August 30, 1988
MORTGAGE GOVERNMENT SECURITIES, INC.
August 28, 1986 - March 1, 1989
M.G.S.I. SECURITIES, INC.
January 15, 1985 - August 20, 1986
ESSEX PARTNERS, LTD.
April 13, 1984 - April 10, 1985
AUSTIN INVESTMENT PLANNING, INC.
April 10, 1984 - June 13, 1984
BEVILL, BRESLER & SCHULMAN SECURITIES INC.
August 3, 1981 - February 22, 1983
AUSTIN INVESTMENT PLANNING, INC.
June 9, 1981 - April 16, 1984
BEVILL, BRESLER & SCHULMAN INCORPORATED
October 19, 1979 - November 12, 1981
E.S.M. SECURITIES, INC.
October 4, 1976 - February 28, 1979
BEVILL, BRESLER & SCHULMAN SECURITIES INC.
January 13, 1976 - September 13, 1979
BEVILL, BRESLER & SCHULMAN INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/10/1983
General Securities Sales Supervisor Examination (Options Module & General Module)Series 00
Date: 11/24/1975
General Securities Principal ExaminationCurrent Firm
GRANITE ASSOCIATES, INC
CRD#: 46682 / SEC#: , 8-51511
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
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