Lilia Nia
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lilia Nia, who also goes by Lilia Niyazova, was a registered financial professional .
Lilia is a previously registered financial professional and started their career in finance in 2012. Lilia had worked at 4 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2022 - December 19, 2024
KEY CLIENT FIDUCIARY ADVISORS, LLC
December 8, 2020 - December 9, 2022
SEACREST WEALTH MANAGEMENT, LLC
September 3, 2013 - February 26, 2021
PURSHE KAPLAN STERLING INVESTMENTS
October 8, 2012 - September 16, 2013
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
April 24, 2012 - September 16, 2013
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Primary Firm SEC Registration
KEY CLIENT FIDUCIARY ADVISORS, LLC
CRD#: 298240 / SEC#: 801-114010
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KEY CLIENT FIDUCIARY ADVISORS, LLC
CRD#: 298240 / SEC#: 801-114010
Contact information
SEC notice filing (22 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 874 |
| AUM (Assets Under Management) | $ 781,985,835 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
