Bo F. Craddock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bo Franklyn Craddock, who also goes by Bo Franklin Craddock, was a registered financial professional .
Bo is a previously registered financial professional and started their career in finance in 1970. Bo had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 1, Series 51 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2008 - December 31, 2010
UNITED SECURITIES ALLIANCE, INC.
March 1, 2007 - December 31, 2018
OSAIC WEALTH, INC.
March 1, 2007 - December 31, 2018
OSAIC WEALTH, INC.
March 27, 2003 - March 1, 2007
UNITED SECURITIES ALLIANCE, INC.
March 27, 2003 - March 1, 2007
UNITED SECURITIES ALLIANCE, INC.
September 8, 1995 - June 19, 2003
WALNUT STREET ADVISERS INC
April 6, 1993 - April 14, 2003
WALNUT STREET SECURITIES, INC.
February 1, 1990 - April 14, 1993
LINCOLN INVESTMENT
September 30, 1975 - February 2, 1990
CINCINNATI ANALYSTS, INC.
June 18, 1970 - October 2, 1975
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/13/1970
Registered Representative ExaminationSeries 00
Date: 12/10/1975
General Securities Principal ExaminationCurrent Firm
UNITED SECURITIES ALLIANCE, INC.
CRD#: 36487 / SEC#: , 8-47282
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| US ALLIANCE HOLDINGS, INC. | OWNER | |
| BLOOMINGKEMPER, RONALD KEITH | CHAIRMAN OF BOARD | 1087036 |
| CANNELLA, JEFFREY JAMES | PRESIDENT, CHIEF COMPLIANCE OFFICER, SROP/CROP | 2236889 |
| DAVIS, DANA LORAINE | INSURANCE PRINCIPAL, IA/CCO | 1715382 |
| JONES, MICHAEL WASHINGTON | EXECUTIVE VICE PRESIDENT / DIRECTOR | 3248874 |
| PETRINOVICH, RONALD JAMES | DIRECTOR | 1099207 |
| SUTHERLAND, PATRICK EMANUEL | DIRECTOR/FINOP | 3042322 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
