BS
Barbara J. Swiatek
BROOKSTONE WEALTH ADVISORS
Colorado Springs, CO 80918
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CRD#: 6017197
BS
Professional summary
Barbara Jean Swiatek is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Colorado Springs, Colorado.
Barbara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Barbara has worked at 6 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) SF FINANCIAL SERVICES;INVESTMENT RELATED; 7560 RANGEWOOD DR #110, COLORADO SPRINGS, CO 80920; INSURANCE SALES; OWNER; START DATE 07/2005; 40-50 HOURS/MONTH DEVOTED; ALL HOURS DEVOTED DURING SECURITIES TRADING HOURS; SALE OF FIXED INSURANCE (LIFE, LTC AND ANNUITY).
(2) HOME SOLUTIONS OF AMERICA LLC; NON INVESTMENT RELATED; 2910 N POWERS BLVD #247, COLORADO SPRING, CO 80922; OWNER-MANAGER; STARTED 05/2002; 20 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; REAL ESTATE INVESTOR.
(3) Retire Financially Fit, 7560 RANGEWOOD DR #110, COLORADO SPRINGS, CO 80920, Marketing, zero hours, owner, started 02/2019, The name Retire Financially Fit is our seminar radio show. We do not have a website just using FaceBook to market our business SF Financial Services, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Barbara Jean Swiatek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 31, 2017 - Present
BROOKSTONE WEALTH ADVISORS, LLC
Office #1: 1870 Dublin Blvd. #d, Colorado Springs, CO 80918RIA
CRD#: 137658
Colorado Springs, CO
Past
October 26, 2016 - July 31, 2017
USA FINANCIAL SECURITIES LLC
RIA
CRD#: 103857
Colorado Springs, CO
Past
May 30, 2014 - December 31, 2016
FRANKLIN CAPITAL MANAGEMENT
RIA
CRD#: 170702
COLORADO SPRINGS, CO
Past
July 15, 2013 - February 11, 2014
SIGNATURE INVESTMENTS, INC.
RIA
CRD#: 113443
COLORADO SPRINGS, CO
Past
January 14, 2013 - July 15, 2013
COPPELL ADVISORY SOLUTIONS LLC
RIA
CRD#: 156549
COLORADO SPRINGS, CO
Past
January 11, 2012 - December 21, 2012
BROOKSTONE CAPITAL MANAGEMENT LLC
RIA
CRD#: 141413
COLORADO SPRINGS, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(7/31/2017)
IAR
Nebraska(11/19/2024)
IAR
South Carolina(10/7/2021)
IAR
Texas(11/20/2024)
IAR
Vermont(10/7/2021)
Current Firm
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S Naperville Rd Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
244
SEC notice filing (52 States and Territories)
Documents
Red Flags
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Company Information
BROOKSTONE WEALTH ADVISORS, LLC
CRD#: 137658Colorado Springs, CO 80918TRUST BUT VERIFY
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