TW
Taylor K. Wong
PARK AVENUE SECURITIES LLC
Honolulu, HI 96813
Some features on this profile are disabled
CRD#: 6017077
TW
Professional summary
Taylor K Wong, who also goes by Taylor Kealii Yoshim Wong, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Honolulu, Hawaii.
Taylor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Taylor has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Taylor Kealii Yoshim Wong
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Rental Property-investment property in Austin, TX. sole owner ,
Start date: 03/01/2020,
Address: 93701 Cardinals Nest Lane #37 Austin TX 78729,
1 total hour per month, 0 during securities trading hours,
Investment related,
More than 10% annual compensation,
2) Rental Property 2-Homeowner and am currently renting to a tenant,
Start date: 11/11/2020,
Address: 1332 Bull Horn Loop Round Rock, TX 78665,
1 total hour per month, 0 during securities trading hours,
Investment related,
Less than 10% annual compensation,
3) Rental Property 3- Owner of rental property,
Start date: 11/01/2021,
Address: 716 Bent Wood Pl. Round Rock TX 786,
1 total hour per month, 0 during securities trading hours,
Investment related,
Less than 10% annual compensation,
4) Rental Property 4- Owner of rental property,
Start date: 06/01/2023,
Address: 393 Gabbro Gardens San Marcos, TX 78656,
1 total hour per month, 0 during securities trading hours,
Investment related,
Less than 10% annual compensation,
5) HKS808 LLC-management company for park ave securities 1099 income,
Start date: 10/01/2022,
Address: 460A Pukele Ave. Honolulu HI 96816,
1 total hour per month, 0 during securities trading hours,
Not investment related,
No annual compensation,
6) Insurance other than Guardian-Independent contractor,
Nature of Business: Insurance,
Start date: 10/23/2025,
Address: 500 Ala Moana Blvd Ste. 3-400 Honolulu HI 96813,
Duties: Insurance other than Guardian
1 total hours per month; 0 during securities trading hours,
Investment related,
CRS (Client Relationship Summary) - RIA
Click below to view Taylor K Wong's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Taylor K Wong's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2014 - Present
PARK AVENUE SECURITIES LLC
Office #1: 500 Ala Moana Blvd Suite 3-400, Honolulu, HI 96813RIA
BD
CRD#: 46173
Honolulu, HI
Current
July 11, 2013 - Present
PARK AVENUE SECURITIES LLC
Office #1: 500 Ala Moana Blvd Suite 3-400, Honolulu, HI 96813RIA
BD
CRD#: 46173
Honolulu, HI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/8/2023)
IAR
California(9/8/2023)
RR
Colorado(7/22/2025)
IAR
Colorado(7/22/2025)
RR
Hawaii(12/24/2013)
IAR
Hawaii(1/3/2014)
RR
Idaho(1/9/2025)
IAR
Idaho(1/9/2025)
RR
Illinois(5/24/2022)
IAR
Illinois(6/10/2022)
RR
Maryland(11/17/2017)
IAR
Maryland(1/10/2018)
RR
Nevada(2/24/2017)
IAR
Nevada(3/3/2017)
RR
Tennessee(10/10/2017)
RR
Texas(1/10/2024)
IAR
Texas(1/10/2024)
RR
Utah(7/25/2024)
IAR
Utah(7/25/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
