Thomas J. Page
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas John Page was a registered financial advisor .
Thomas is a previously registered financial advisor and started their career in finance in 1972. Thomas had worked at 24 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 1, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2008 - April 29, 2010
AFA ADVISOR SERVICES LLC
March 31, 2008 - April 29, 2010
AFA FINANCIAL GROUP, LLC
February 20, 2007 - March 25, 2008
EMPIRE SECURITIES CORPORATION
August 23, 2006 - February 16, 2007
MUTUAL SECURITIES, INC.
February 15, 2006 - February 7, 2007
INVESTMENT SECURITY CORPORATION
September 22, 2004 - February 3, 2006
1717 CAPITAL MANAGEMENT COMPANY
June 30, 2004 - July 6, 2004
FIRST GLOBAL SECURITIES, INC.
November 5, 2003 - September 1, 2004
INVESTMENT SECURITY CORPORATION
April 11, 2003 - October 22, 2003
BENEFIT FUNDING SERVICES, LLC
August 28, 2001 - January 2, 2003
BENEFIT FUNDING SERVICES, LLC
May 25, 2001 - May 12, 2003
WALNUT STREET SECURITIES, INC.
May 17, 2000 - December 31, 2000
SLD AMERICA EQUITIES, INC.
May 10, 2000 - December 31, 2000
CETERA ADVISORS LLC
February 22, 1999 - April 25, 2000
VOYA FINANCIAL ADVISORS, INC.
August 9, 1995 - February 5, 1999
WS GRIFFITH SECURITIES, INC.
August 14, 1989 - March 27, 1990
PRINCIPAL SECURITIES, INC.
June 24, 1985 - October 21, 1988
AMERICAN PACIFIC SECURITIES CORPORATION
September 11, 1984 - July 15, 1985
SUNSET FINANCIAL SERVICES, INC.
January 7, 1976 - January 2, 1978
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY
January 7, 1976 - January 2, 1978
PAUL REVERE EQUITY SALES COMPANY (THE)
October 22, 1975 - February 10, 1976
M. P. KRUSE & COMPANY, INC.
July 25, 1975 - January 1, 1985
HIMCO DISTRIBUTION SERVICES COMPANY
May 20, 1974 - December 8, 1975
TOWER SQUARE SECURITIES, INC.
March 21, 1973 - July 13, 1974
AMERICAN EXPRESS FINANCIAL CORPORATION
March 21, 1973 - July 13, 1974
AMERIPRISE FINANCIAL SERVICES, LLC
March 21, 1973 - July 13, 1974
IDS LIFE INSURANCE COMPANY
July 18, 1972 - May 11, 1973
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/13/1972
Registered Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
