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Anthony Joseph Digiovanni

CRD# 601698·Registered 1969 - 2011
Barred: Anthony Joseph Digiovanni was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Anthony Joseph Digiovanni, who also goes by Anthonay Joseph Digiovanni, Tony Digivanni, was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1969 - 2011. Anthony had worked at 5 firms and has passed the Series 55, Series 1, Series 24, Series 4 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anthonay Joseph Digiovanni, Tony Digivanni

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years in the financial services industry

Current & Past Employments

SEABOARD SECURITIES, INC.·CRD# 755
BD
Florham Park, NJ
September 16, 1986 - February 11, 2011
SWARTWOOD, HESSE INC.·CRD# 8603
BD
January 10, 1985 - November 26, 1986
SEABOARD SECURITIES, INC.·CRD# 755
BD
January 6, 1977 - February 6, 1985
BOWLING GREEN SECURITIES, INC.·CRD# 3652
BD
January 16, 1976 - February 19, 1977
MAYHILL AGENCY, LLC·CRD# 6237
BD
June 28, 1973 - August 3, 1974
MAYFLOWER SECURITIES CO., INC.·CRD# 562
BD
March 3, 1969 - February 19, 1976

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Current Firm

SS
SEABOARD SECURITIES, INC.

SEABOARD SECURITIES, INC. | THE SEABOARD PLANNING CORPORATION

CRD#: 755 / SEC#: 8-44373
BD
Cancelled by SEC on 07/25/2012

Contact Information

Established

New Jersey since 08/16/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DIGIOVANNI, ANTHONY JOSEPHPRESIDENT, SENIOR REGISTERED OPTIONS PRINCIPAL, COMPLIANCE REGISTERED OPTIONS PRINCIPAL601698
PUZO, NICHOLASFINANCIAL OPERATIONS PRINCIPAL4698260
STILL, SONYA TEREZCHIEF COMPLIANCE OFFICER4235212

Disclosures

Regulatory Event

26

Arbitration

8

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 55 — Limited Representative-Equity Trader Exam

Passed Jun 1999

Series 1 — Registered Representative Examination

Passed Feb 1969

Series 24 — General Securities Principal Examination

Passed Mar 1996About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Jul 1989About the Series 4 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 1987About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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