Mark S. Dirou
Professional summary
Mark Simon Dirou, CFP®, who also goes by Mark S Dirou, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Sugar Land, Texas and TRUIST INVESTMENT SERVICES, INC. located in San Antonio, Texas.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Mark has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Simon Dirou's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2018
Experience
February 25, 2022 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 4880 Sweetwater Blvd, Sugar Land, TX 77479February 25, 2022 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 2338 N Loop 1604 W Fl 1, San Antonio, TX 78248Office #2: 100 Ne Loop 410 Ste 165, San Antonio, TX 78216Office #3: 4880 Sweetwater Blvd, Sugar Land, TX 77479May 8, 2020 - February 10, 2022
AMERANT INVESTMENTS, INC.
April 13, 2020 - February 10, 2022
AMERANT INVESTMENTS, INC.
April 26, 2017 - March 26, 2020
CITIGROUP GLOBAL MARKETS INC.
April 25, 2017 - March 26, 2020
CITIGROUP GLOBAL MARKETS INC.
September 5, 2014 - May 2, 2017
PNC WEALTH MANAGEMENT LLC
April 17, 2014 - May 2, 2017
PNC WEALTH MANAGEMENT LLC
October 1, 2012 - April 25, 2014
J.P. MORGAN SECURITIES LLC
February 13, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/25/2022)
(2/25/2022)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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