Drew L. Kootman

PETRICHOR ASSET MANAGEMENT LLC

Phoenix, AZ 85050

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CRD#: 6016341

Professional summary

Drew Louis Kootman, CFA, who also goes by Drew Kootman, is a registered financial advisor currently at PETRICHOR ASSET MANAGEMENT LLC located in Phoenix, Arizona.

Drew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Drew has worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Drew Kootman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Drew Kootman is the owner of DK Capital LLC (a passthrough company that previously held Drew Kootman's personal investment funds but currently has no investment accounts tied to the company anymore and never will again; no commissions received). Drew Kootman is the owner of BDK Realty 1 LLC (a passthrough company to hold a real estate investment at some point, currently does not hold anything; no commissions received).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Drew Louis Kootman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

July 11, 2024 - Present

PETRICHOR ASSET MANAGEMENT LLC

Office #1: 3704 E Matthew Dr, Phoenix, AZ 85050

RIA

CRD#: 332092

Phoenix, AZ

Past

March 14, 2022 - June 3, 2025

CANOPY WEALTH MANAGEMENT

RIA

CRD#: 297717

SCOTTSDALE, AZ

Past

February 23, 2021 - January 31, 2022

CERITY PARTNERS LLC

RIA

CRD#: 151559

BOSTON, MA

Past

July 7, 2020 - February 4, 2021

BAINCO INTERNATIONAL INVESTORS LLC

RIA

CRD#: 106053

BOSTON, MA

Past

October 6, 2017 - June 10, 2020

CANTOR FITZGERALD & CO.

CRD#: 134

BOSTON, MA

Past

March 21, 2012 - June 9, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

PHOENIX, AZ

Past

February 8, 2012 - June 9, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(7/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/29/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/21/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 9/18/2017

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 2/7/2012

General Securities Representative Examination

Current Firm

PETRICHOR ASSET MANAGEMENT LLC

CRD#: 332092 / SEC#:

Arizona

Registered Investment Advisory firm - (7/11/2024 Approved)

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Contact information

Main Address

Phoenix, AZ

Mailing Address

Phone number

(602) 206-7448

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Drew L. Kootman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Drew Louis Kootman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CANOPY WEALTH MANAGEMENT

CERITY PARTNERS LLC

BAINCO INTERNATIONAL INVESTORS LLC

CANTOR FITZGERALD & CO.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/29/2017

Series 66

Date: 2/21/2012

SIE

Date: 10/1/2018

Series 87

Date: 9/18/2017

Series 7

Date: 2/7/2012

Current Firm

PETRICHOR ASSET MANAGEMENT LLC

Contact information

Documents

Red Flags

Company Information

PETRICHOR ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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