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RJ

Robert H. Joyce

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CRD#: 601624
RJ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Harry Joyce, who also goes by Robert H Joyce, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1969. Robert had worked at 13 firms and has passed the Series 63, Series 1 and Series 40 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert H Joyce

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 8, 1985 - August 12, 1989

MARSHALL DAVIS, INC.

BD
CRD#: 16278
Past

August 12, 1985 - November 5, 1985

AMERICAN FRONTEER FINANCIAL CORPORATION

BD
CRD#: 1398
Past

August 8, 1984 - July 26, 1985

GENESIS CAPITAL CORPORATION

BD
CRD#: 14813
Past

September 2, 1983 - October 9, 1984

B. J. LEONARD AND COMPANY, INC.

BD
CRD#: 62
Past

May 28, 1978 - October 20, 1980

AMERICAN WESTERN SECURITIES, INC.

BD
CRD#: 7619
Past

November 21, 1975 - August 22, 1983

FIRST COLORADO INVESTMENTS & SECURITIES, INC.

BD
CRD#: 6929
Past

April 7, 1975 - April 24, 1977

DOUGLASS & CO. INCORPORATED

BD
CRD#: 6408
Past

March 21, 1975 - May 28, 1978

PITTMAN & COMPANY, INCORPORATED

BD
CRD#: 5225
Past

December 31, 1974 - March 21, 1975

MJB INVESTMENTS

BD
CRD#: 1000007
Past

August 24, 1972 - July 14, 1975

BARTON AND COMPANY INCORPORATED

BD
CRD#: 6187
Past

April 20, 1972 - June 7, 1972

R ROULAND & CO INC

BD
CRD#: 1000004
Past

April 19, 1972 - February 26, 1973

SECURITIES MANAGEMENT & RESEARCH, INC.

BD
CRD#: 759
Past

December 29, 1970 - June 17, 1971

THE COLUMBIAN SECURITIES CORPORATION

BD
CRD#: 169
Past

May 27, 1969 - February 4, 1971

SECURITIES MANAGEMENT & RESEARCH, INC.

BD
CRD#: 759

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/23/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 1
Date: 5/20/1969
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 40
Date: 1/23/1976
Registered Principal Examination

Current Firm

MD
MARSHALL DAVIS, INC.
MARSHALL DAVIS, INC. | NORTH AMERICAN VENDING CORPORATION

CRD#: 16278 / SEC#: , 8-33619

BD
Expelled by FINRA on 05/30/1991
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Contact information

Main Address
Mailing Address
Phone number
Established
Nevada since 12/18/1984
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARSHALL DAVIS, INC.

CRD#: 16278

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