GR
Gary W. Ronan
PROSPERITY CAPITAL ADVISORS
Colts Neck, NJ 07722
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CRD#: 6016201
GR
Professional summary
Gary William Ronan, who also goes by Gary William Ronan, Gary Ronan, is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Colts Neck, New Jersey.
Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Gary has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gary William Ronan | Gary Ronan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Mr. Ronan is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Ronan spends approx. 10 hrs/week during trading hours on this activity. 2) Gary Ronan is the owner of Ronan Rental Properties. In this capacity, Gary manages and runs rental properties for revenue. Mr. Ronan spends approximately one hour per month on this activity during non-trading hours. This is not an investment advisory activity. 3) Gary Ronan is the owner of AFG Tax Services, LLC. This entity performs tax preparation services in exchange for a fee. Mr. Ronan spends approximately twenty hours per month on this activity during trading hours. This is not an investment related activity. 4) Gary Ronan is the Owner of Ronan Financial Advisors, LLC d.b.a. Alicorn Financial Group which is the operating entity for Mr. Ronan's advisory and insurance business. Mr. Ronan spends approximately forty hours per week during trading hours working under this entity.
CRS (Client Relationship Summary) - RIA
Click below to view Gary William Ronan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 14, 2020 - Present
PROSPERITY CAPITAL ADVISORS
Office #1: 9 Professional Circle Suite 202, Colts Neck, NJ 07722RIA
CRD#: 156480
Colts Neck, NJ
Past
August 16, 2019 - December 17, 2020
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Colts Neck, NJ
Past
February 15, 2018 - August 9, 2019
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
Shrewsbury, NJ
Past
January 4, 2017 - January 31, 2018
USA FINANCIAL SECURITIES LLC
RIA
CRD#: 103857
Shrewsbury, NJ
Past
January 3, 2017 - January 31, 2018
USA FINANCIAL SECURITIES LLC
BD
CRD#: 103857
Shrewsbury, NJ
Past
March 11, 2014 - December 31, 2016
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
RIA
CRD#: 20804
SHREWSBURY, NJ
Past
March 6, 2014 - December 31, 2016
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
SHREWSBURY, NJ
Past
November 28, 2012 - March 7, 2014
BCG SECURITIES, INC.
RIA
CRD#: 70
SHREWSBURY, NJ
Past
January 23, 2012 - March 7, 2014
BCG SECURITIES, INC.
BD
CRD#: 70
SHREWSBURY, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(12/14/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
30400 Detroit Road Suite 201, Westlake, OH 44145
Mailing Address
Phone number
(888) 240-0064
Established
Firm type
Fiscal year end
# of Employees
202
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,823 |
| AUM (Assets Under Management) | $ 3,684,966,200 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
