Robert P. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Paul Johnson, who also goes by Bob Johnson, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1972. Robert had worked at 1 firm and has passed the Series 63, Series 7TO, Series 22TO, Series 99TO, SIE, Series 10, Series 9, Series 24, Series 39 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 1972 - May 25, 2021
AEI SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 00
Date: 3/30/1972
General Securities Principal ExaminationCurrent Firm
AEI SECURITIES, INC.
CRD#: 6158 / SEC#: , 8-16750
Contact information
FINRA licenses (19 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
