Arun S. Chopra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arun Sachdev Chopra was a registered financial professional .
Arun is a previously registered financial professional and started their career in finance in 2012. Arun had worked at 3 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2016 - July 20, 2024
TOP-DOWN TECHNICALS LLC
May 6, 2015 - February 20, 2019
PARIVEDA INVESTMENT MANAGEMENT
September 30, 2014 - December 31, 2015
TOP-DOWN TECHNICALS LLC
January 10, 2012 - January 8, 2014
LEGACY WEALTH ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
TOP-DOWN TECHNICALS LLC
CRD#: 172762 / SEC#:
Contact information
Red Flags
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