Matthew J. Iskric
Professional summary
Matthew John Iskric was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Matthew is a previously registered financial professional and started their career in finance in 1973. Prior to being barred, Matthew had worked at 11 firms, which includes CLARK DODGE & CO. INC., OPPENHEIMER & CO. INC., CITIGROUP GLOBAL MARKETS INC., PRUDENTIAL EQUITY GROUP LLC, LEHMAN BROTHERS INC., THOMSON MCKINNON SECURITIES INC., J.P. MORGAN SECURITIES LLC, PAINE WEBBER JACKSON & CURTIS INCORPORATED, LOEB RHOADES & CO. INC., METROPOLITAN LIFE INSURANCE COMPANY, BACHE & CO INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2009 - September 7, 2010
CLARK DODGE & CO., INC.
March 17, 1994 - April 2, 2009
OPPENHEIMER & CO. INC.
August 21, 1992 - March 31, 1994
CITIGROUP GLOBAL MARKETS INC.
April 16, 1990 - June 25, 1992
PRUDENTIAL EQUITY GROUP, LLC
February 26, 1982 - April 5, 1990
LEHMAN BROTHERS INC.
July 29, 1980 - March 30, 1982
THOMSON MCKINNON SECURITIES INC.
October 24, 1979 - August 1, 1980
J.P. MORGAN SECURITIES LLC
July 1, 1977 - October 14, 1979
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
January 14, 1976 - July 13, 1977
LOEB, RHOADES & CO. INC.
April 2, 1975 - January 29, 1976
METROPOLITAN LIFE INSURANCE COMPANY
November 8, 1973 - September 3, 1974
BACHE & CO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 6/28/1977
AMEX Put and Call ExamSeries 1
Date: 11/5/1973
Registered Representative ExaminationSeries 8
Date: 6/7/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CLARK DODGE & CO., INC.
CRD#: 23288 / SEC#: , 8-40292
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
