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Matthew John Iskric

CRD# 601605·Registered 1973 - 2010
Barred: Matthew John Iskric was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Matthew John Iskric was a registered financial advisor. Matthew was a previously registered financial professional and started their career in finance 1973 - 2010. Matthew had worked at 11 firms and has passed the Series 65, Series 63, Series 3, PC, Series 1 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

53 years in the financial services industry

Current & Past Employments

CLARK DODGE & CO., INC.·CRD# 23288
BD
White Plains, NY
July 27, 2009 - September 7, 2010
OPPENHEIMER & CO. INC.·CRD# 249
BD
Melville, NY
March 17, 1994 - April 2, 2009
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
August 21, 1992 - March 31, 1994
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
April 16, 1990 - June 25, 1992
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
February 26, 1982 - April 5, 1990
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
July 29, 1980 - March 30, 1982
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
October 24, 1979 - August 1, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED·CRD# 640
BD
July 1, 1977 - October 14, 1979
LOEB, RHOADES & CO. INC.·CRD# 525
BD
January 14, 1976 - July 13, 1977
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
April 2, 1975 - January 29, 1976
BACHE & CO INCORPORATED·CRD# 7058
BD
November 8, 1973 - September 3, 1974

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Current Firm

CD
CLARK DODGE & CO., INC.

CLARK DODGE & CO. INC. | INVESTMENT TIMING & TECHNOLOGIES, INC. | CLARK DODGE & CO., INC.

CRD#: 23288 / SEC#: 8-40292
BD
Terminated by SEC on 07/04/2015

Contact Information

Established

Florida since 11/06/1986

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
CLARK DODGE HOLDING, LLCOWNER—
DIMAURO, JOSEPH VINCENTCEO, GSP, GOV'T. GSP, SECRETARY, PRESIDENT AND DIRECTOR3272638
TORRILLO, DON LCCO2789918

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1979About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Jun 1999About the Series 3 exam

PC — AMEX Put and Call Exam

Passed Jun 1977

Series 1 — Registered Representative Examination

Passed Nov 1973

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Jun 1989

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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