Gregory B. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Brian Smith, who also goes by Greg Smith, Gregory Brian Smith, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2012. Gregory had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 2022 - December 31, 2025
EVERTRUE FINANCIAL SERVICES LLC
September 26, 2018 - January 2, 2019
GROWTH CAPITAL SERVICES, INC.
November 2, 2017 - December 31, 2025
EVERTRUE FINANCIAL SERVICES
August 8, 2017 - November 7, 2017
USA FINANCIAL SECURITIES LLC
August 24, 2012 - June 1, 2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
May 14, 2012 - June 20, 2012
THE HUNTINGTON INVESTMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EVERTRUE FINANCIAL SERVICES LLC
CRD#: 322304 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
