Lisa A. Malick

PETRA FINANCIAL ADVISORS

Colorado Springs, CO 80921

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CRD#: 6015988

Professional summary

Lisa Anne Malick, CFP®, who also goes by Lisa Malick, Lisa Anne Renadette, Lisa Anne Young, is a registered financial advisor currently at PETRA FINANCIAL ADVISORS INC located in Colorado Springs, Colorado.

Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Lisa has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lisa Malick | Lisa Anne Renadette | Lisa Anne Young

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LISA MALICK, 886 W 127TH CT, WESTMINSTER, CO, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/01/15, INV REL, 20/YR, -0/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 06/01/20

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Anne Malick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

September 23, 2022 - Present

PETRA FINANCIAL ADVISORS INC

Office #1: 12295 Oracle Blvd. Suite 210, Colorado Springs, CO 80921

RIA

CRD#: 107196

Colorado Springs, CO

Past

June 1, 2020 - September 20, 2022

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Broomfield, CO

Past

June 1, 2020 - September 20, 2022

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Colorado Springs, CO

Past

July 1, 2019 - June 19, 2020

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Broomfield, CO

Past

June 17, 2014 - January 26, 2021

LIGHTHOUSE FINANCIAL LLC

RIA

CRD#: 109251

BROOMFIELD, CO

Past

January 30, 2012 - July 5, 2019

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

BROOMFIELD, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PETRA FINANCIAL ADVISORS INC

LIGHTHOUSE FINANCIAL, LLC | PETRA FINANCIAL ADVISORS INC

CRD#: 107196 / SEC#: 801-39169

RIA

Registered Investment Advisory firm - (6/27/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(9/23/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/21/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/27/2012

General Securities Representative Examination

Current Firm

PETRA FINANCIAL ADVISORS INC

LIGHTHOUSE FINANCIAL, LLC | PETRA FINANCIAL ADVISORS INC

CRD#: 107196 / SEC#: 801-39169

RIA

Registered Investment Advisory firm - (6/27/1991 Approved)

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Contact information

Main Address

2 North Nevada Ave Suite 1300, Colorado Springs, CO 80903-1626

Mailing Address

Phone number

(719) 636-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A/B (3/10/2025)

Regulatory assets under management

Total Number of Accounts	1,183
AUM (Assets Under Management)	$ 387,778,985

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lisa A. Malick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Anne Malick's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

PURSHE KAPLAN STERLING INVESTMENTS

LIGHTHOUSE FINANCIAL LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

Primary Firm SEC Registration

PETRA FINANCIAL ADVISORS INC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/21/2012

SIE

Date: 10/1/2018

Series 7

Date: 1/27/2012

Current Firm

PETRA FINANCIAL ADVISORS INC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PETRA FINANCIAL ADVISORS INC

TRUST BUT VERIFY

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