Korie Henry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Korie Henry, who also goes by Korie B Henry, Korie Burnette Henry, was a registered financial professional .
Korie is a previously registered financial professional and started their career in finance in 2012. Korie had worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2024 - October 9, 2024
THE O.N. EQUITY SALES COMPANY
March 23, 2022 - March 13, 2024
ATHENE SECURITIES, LLC
May 26, 2021 - March 18, 2022
EQUITABLE DISTRIBUTORS, LLC
December 16, 2019 - June 2, 2020
USA FINANCIAL SECURITIES LLC
March 14, 2019 - October 14, 2019
WADDELL & REED
October 19, 2018 - April 1, 2019
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 28, 2017 - October 1, 2018
TRANSAMERICA CAPITAL, LLC
January 23, 2014 - April 5, 2017
SECURITY DISTRIBUTORS
April 11, 2013 - January 28, 2014
AMERICAN CENTURY INVESTMENT SERVICES INC.
February 7, 2012 - April 9, 2013
SECURITY DISTRIBUTORS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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