Todd W. Kraines
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd William Kraines, who also goes by Todd Kraines, was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 2012. Todd had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2012 - May 1, 2012
L & S ADVISORS, INC
Primary Firm SEC Registration
L & S ADVISORS, INC
CRD#: 140923 / SEC#: 801-66849
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
L & S ADVISORS, INC
CRD#: 140923 / SEC#: 801-66849
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,691 |
| AUM (Assets Under Management) | $ 1,052,549,765 |
Red Flags
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