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Garrison Ellington Goodlett

PRINCIPAL ADVISED SERVICES
DES MOINES, IA
·CRD# 6015665·14 years experience

Professional Summary

Garrison Ellington Goodlett, who also goes by Garrison E Goodlett, is a registered financial advisor currently at PRINCIPAL ADVISED SERVICES located in Des Moines, Iowa and PRINCIPAL SECURITIES, INC. located in Des Moines, Iowa. Garrison is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Garrison has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Garrison E Goodlett

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Rajpreet S Sangha

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Years of Experience

14 years in the financial services industry

Current & Past Employments

PRINCIPAL ADVISED SERVICES·CRD# 297324
RIA
711 High St, Des Moines, IA 50392
May 24, 2024 - Present
PRINCIPAL SECURITIES, INC.·CRD# 1137
RIA
BD
711 High St, Des Moines, IA 50392
February 3, 2012 - Present

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Current Firm

PA
PRINCIPAL ADVISED SERVICES

PRINCIPAL ADVISED SERVICES | PRINCIPAL ADVISED SERVICES, LLC

CRD#: 297324 / SEC#: 801-114432
RIA
Registered Investment Advisory firm - SEC (12/14/2018 Approved)

Contact Information

Main Address

655 9th Street, Des Moines, IA 50309

Mailing Address

711 High Street, Des Moines, IA 50392

Phone Number

(866) 412-0770

# of Employees

383

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PRINCIPAL ADVISED SERVICES FORM ADV 2A WRAP FEE BROCHURE (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

23,164

AUM (Assets Under Management)

$1,422,868,428

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
06/24/2026Cover PageReport
09/26/2025Cover PageReport
10/28/2024Cover PageReport
11/20/2023Cover PageReport
09/22/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

**G. G.'S CHICKEN & WAFFLES POSITION: Owner NATURE: I'm the owner of the C Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 0 START DATE: 06/08/2019 ADDRESS: 1139 24th Street, Des Moines IA 50311, United States DESCRIPTION: Restaurant company. **ANKENY CHAMBER OF COMMERCE POSITION: TRC Volunteer NATURE: Volunteer selling Sponsorships/Memberships INVESTMENT RELATED: No NUMBER OF HOURS: 14 SECURITIES TRADING HOURS: 8 START DATE: 01/23/2023 ADDRESS: 1631 SW Main St #204-205, Ankeny IA 50023, United States DESCRIPTION: TRC (Total Resource Campaign) are volunteers that sell sponsorships (and memberships) to business to be part of the Ankeny Chamber of Commerce and purchase sponsorships. For example, if the Ankeny Chamber is having a large event, a member business of the Chamber of Commerce can purchase a sponsorship where they will have signage in different places at the event. The campaign runs from 01/11 - 03/10 this year and I will likely continue to do this in the first quarter of each year. We have the potential of getting prizes based on our sales, either a gift cards or a trip prize component (travel and potentially added items while on the trip). **STAGEHAND POSITION: Stagehand NATURE: Standard Employee INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 09/29/2023 ADDRESS: 233 Center St, Des Moines IA 50309, United States DESCRIPTION: Loading and unloading gear and setting it up and tearing it down. **ANKENY CHAMBER OF COMMERCE POSITION: Executive Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 7 START DATE: 01/01/2025 ADDRESS: 1360 SW Park Square Dr Ste 104, 106 & 108, Ankeny IA 50023, United States DESCRIPTION: I'm going to be part of the Executive Board of the Ankeny Chamber of Commerce. The Executive Board has more responsibility and authority than the general board (of which I am currently part of). I will have several jobs, including roles like Treasurer, Vice Chair, Chair. I wouldn't call this an investment role, I will have times where we meet with the Financial Advisor for the Chamber, and she makes recommendations for what we should do with our investments. We then would make a recommendation to the Board at large for a full vote. I've never seen any Principal investments proposed but would recuse myself if that ever happened.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PRINCIPAL ADVISED SERVICES

PRINCIPAL ADVISED SERVICES | PRINCIPAL ADVISED SERVICES, LLC

CRD#: 297324 / SEC#: 801-114432
RIA
Registered Investment Advisory firm - SEC (12/14/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(4/7/2022)
RR
Alaska
(5/23/2013)
RR
Arizona
(6/11/2013)
RR
Arkansas
(5/23/2013)
RR
California
(5/23/2013)
RR
Colorado
(5/23/2013)
RR
Connecticut
(5/23/2013)
RR
Delaware
(5/23/2013)
RR
District of Columbia
(5/24/2013)
RR
Florida
(5/29/2013)
RR
Georgia
(5/23/2013)
RR
Hawaii
(5/24/2013)
RR
Idaho
(5/23/2013)
RR
Illinois
(5/23/2013)
RR
Indiana
(5/31/2013)
RR
Iowa
(5/23/2013)
IAR
Iowa
(5/24/2024)
RR
Kansas
(5/23/2013)
RR
Kentucky
(5/24/2013)
RR
Louisiana
(5/29/2013)
RR
Maine
(5/23/2013)
RR
Maryland
(5/29/2013)
RR
Massachusetts
(5/24/2013)
RR
Michigan
(7/12/2013)
RR
Minnesota
(5/24/2013)
RR
Mississippi
(5/23/2013)
RR
Missouri
(5/23/2013)
RR
Montana
(5/23/2013)
RR
Nebraska
(5/28/2013)
RR
Nevada
(6/10/2013)
RR
New Hampshire
(5/23/2013)
RR
New Jersey
(5/30/2013)
RR
New Mexico
(5/29/2013)
RR
New York
(5/24/2013)
RR
North Carolina
(5/28/2013)
RR
North Dakota
(5/23/2013)
RR
Ohio
(5/22/2013)
RR
Oklahoma
(5/28/2013)
RR
Oregon
(6/25/2013)
RR
Pennsylvania
(5/23/2013)
RR
Rhode Island
(5/23/2013)
RR
South Carolina
(6/6/2013)
RR
South Dakota
(5/24/2013)
RR
Tennessee
(5/23/2013)
RR
Texas
(6/5/2013)
RR
Utah
(5/23/2013)
RR
Vermont
(5/23/2013)
RR
Virginia
(5/23/2013)
RR
Washington
(5/23/2013)
RR
West Virginia
(6/3/2013)
RR
Wisconsin
(5/23/2013)
RR
Wyoming
(5/23/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2024About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2013About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2014About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 2012About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Garrison Ellington Goodlett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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