Nicholas R. Weaver
Professional summary
Nicholas Ritner Nevin Weaver is a registered financial professional currently at CAIS CAPITAL LLC located in New York, New York.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2012. Nicholas has worked at 4 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Ritner Nevin Weaver's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2024 - Present
CAIS CAPITAL LLC
Office #1: 527 Madison Avenue 2nd Floor & 8th Floor, New York, NY 10022March 12, 2019 - October 26, 2021
ACERVUS SECURITIES, INC.
October 30, 2015 - February 21, 2017
J.P. MORGAN SECURITIES LLC
October 30, 2015 - February 21, 2017
J.P. MORGAN SECURITIES LLC
June 9, 2012 - November 12, 2015
BARCLAYS CAPITAL INC.
February 20, 2012 - November 12, 2015
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/24/2025)
Exams
Series 7TO
Date: 3/18/2024
General Securities Representative ExaminationFINRA
Current Firm
CAIS CAPITAL LLC
CRD#: 154512 / SEC#: , 8-68646
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPITAL INTEGRATION SYSTEMS LLC | PARENT/OWNER | |
| BROWN, MATTHEW CRAWFORD | CEO/MEMBER/EXECUTIVE REP. | 2160159 |
| COLLINS, MICHAEL PATRICK | CCO | 5366193 |
| KRZAK, ALEXANDER JACOB | POO | 6349160 |
| PARISE, JANICE DRU | FINOP/PFO | 2338583 |
| PREMSELAAR, MARC KLEIN | SENIOR MANAGING DIRECTOR | 5395973 |
| SHANNON, TIMOTHY BRIAN | PRESIDENT | 4461906 |
| WALKER, BRADLEY JAY | SENIOR MANAGING DIRECTOR | 5000838 |
Red Flags
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