Alexander E. Newman
Professional summary
Alexander Elliott Newman, who also goes by Alex E Newman, Alex Newman, Alexander Newman, is a registered financial advisor currently at GRAPE MODERN WEALTH MANAGEMENT located in Temecula, California.
Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Alexander has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Elliott Newman's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2022 - Present
GRAPE MODERN WEALTH MANAGEMENT
Office #1: 31285 Temecula Parkway Suite C8-235, Temecula, CA 92592June 23, 2017 - May 17, 2022
WELLS FARGO CLEARING SERVICES, LLC
June 23, 2017 - May 17, 2022
WELLS FARGO CLEARING SERVICES, LLC
December 3, 2013 - July 6, 2017
J.P. MORGAN SECURITIES LLC
October 1, 2012 - July 6, 2017
J.P. MORGAN SECURITIES LLC
August 13, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/2/2022)
Exams
Current Firm
GRAPE MODERN WEALTH MANAGEMENT
CRD#: 319261 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 114 |
| AUM (Assets Under Management) | $ 28,321,379 |
Red Flags
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