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Thomas Irving Davis Jr

CRD# 601552·Registered 1972 - 1991
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Irving Davis JR was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1972 - 1991. Thomas had worked at 19 firms and has passed the PC and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

54 years in the financial services industry

Current & Past Employments

WORLD INVEST CORPORATION·CRD# 17223
BD
Deerfield Beach, FL
February 15, 1991 - April 15, 1991
TITAN/VALUE EQUITIES GROUP, INC.·CRD# 6359
BD
Irvine, CA
May 18, 1990 - January 30, 1991
JONATHAN ALAN & CO., INC.·CRD# 15914
BD
January 31, 1990 - May 18, 1990
J. T. MORAN & CO., INC.·CRD# 15655
BD
November 8, 1989 - November 11, 1989
ADVEST, INC.·CRD# 10
BD
Hartford, CT
April 6, 1988 - August 29, 1989
BAIRD, PATRICK & CO., INC.·CRD# 1149
BD
Fairfield, NJ
December 11, 1986 - February 4, 1988
JSC SECURITIES, INC.·CRD# 475
BD
September 4, 1986 - December 19, 1986
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
October 25, 1985 - August 28, 1986
WACHOVIA SECURITIES, INC.·CRD# 431
BD
Charlotte, NC
April 27, 1985 - October 25, 1985
RICHARDSON GREENSHIELDS SECURITIES INC.·CRD# 3178
BD
New York, NY
August 21, 1984 - April 3, 1985
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
September 12, 1983 - August 30, 1984
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
September 30, 1981 - October 3, 1983
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
New York, NY
January 31, 1977 - November 6, 1981
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED·CRD# 412
BD
November 12, 1975 - July 11, 1977
LOEB RHODES & COMPANY·CRD# 1000005
BD
September 30, 1975 - November 28, 1975
E. F. HUTTON & COMPANY INC·CRD# 235
BD
April 8, 1975 - October 13, 1975
KIDDER, PEABODY & CO., INCORPORATED·CRD# 488
BD
October 23, 1974 - April 28, 1975
BLYTH EASTMAN DILLON & CO. INCORPORATED·CRD# 6361
BD
October 16, 1973 - November 14, 1974
HAYDEN STONE INC.·CRD# 6567
BD
September 8, 1972 - November 11, 1973

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Current Firm

WI
WORLD INVEST CORPORATION

BICO SECURITIES, INC. | WORLD INVEST CORPORATION

CRD#: 17223 / SEC#: 8-35106
BD
Cancelled by SEC on 02/24/1998

Contact Information

Established

Delaware since 10/15/1985

Firm Type

Corporation

Fiscal Year End

March

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

PC — AMEX Put and Call Exam

Passed Nov 1984

Series 1 — Registered Representative Examination

Passed Aug 1972

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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