Thomas I. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Irving Davis JR was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1972. Thomas had worked at 19 firms and has passed the PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 1991 - April 15, 1991
WORLD INVEST CORPORATION
May 18, 1990 - January 30, 1991
TITAN/VALUE EQUITIES GROUP, INC.
January 31, 1990 - May 18, 1990
JONATHAN ALAN & CO., INC.
November 8, 1989 - November 11, 1989
J. T. MORAN & CO., INC.
April 6, 1988 - August 29, 1989
ADVEST, INC.
December 11, 1986 - February 4, 1988
BAIRD, PATRICK & CO., INC.
September 4, 1986 - December 19, 1986
JSC SECURITIES, INC.
October 25, 1985 - August 28, 1986
A. G. EDWARDS & SONS, INC.
April 27, 1985 - October 25, 1985
WACHOVIA SECURITIES, INC.
August 21, 1984 - April 3, 1985
RICHARDSON GREENSHIELDS SECURITIES INC.
September 12, 1983 - August 30, 1984
UBS FINANCIAL SERVICES INC.
September 30, 1981 - October 3, 1983
PRUDENTIAL EQUITY GROUP, LLC
January 31, 1977 - November 6, 1981
THOMSON MCKINNON SECURITIES INC.
November 12, 1975 - July 11, 1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
September 30, 1975 - November 28, 1975
LOEB RHODES & COMPANY
April 8, 1975 - October 13, 1975
E. F. HUTTON & COMPANY INC
October 23, 1974 - April 28, 1975
KIDDER, PEABODY & CO., INCORPORATED
October 16, 1973 - November 14, 1974
BLYTH EASTMAN DILLON & CO. INCORPORATED
September 8, 1972 - November 11, 1973
HAYDEN STONE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 11/5/1984
AMEX Put and Call ExamSeries 1
Date: 8/28/1972
Registered Representative ExaminationCurrent Firm
WORLD INVEST CORPORATION
CRD#: 17223 / SEC#: , 8-35106
Contact information
Documents
Red Flags
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