Nicholas H. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Homans Davis MR., who also goes by Nicholas Homans Davis, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 1970. Nicholas had worked at 7 firms and has passed the Series 65, Series 63, Series 3, PC, Series 1 and Series 00 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2003 - December 22, 2025
MONTANA INVESTMENT ADVISORS INC
June 13, 2002 - December 31, 2002
MONTANA INVESTMENT ADVISORS INC
January 31, 1980 - January 30, 1992
UBS FINANCIAL SERVICES INC.
January 4, 1979 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
September 26, 1978 - January 26, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 14, 1976 - September 26, 1978
WHITE, WELD & CO. INCORPORATED
March 22, 1971 - February 8, 1976
BOETTCHER & COMPANY, INC.
April 10, 1970 - April 13, 1971
ROBERT GARRETT & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 9/7/1977
AMEX Put and Call ExamSeries 1
Date: 3/30/1964
Registered Representative ExaminationSeries 00
Date: 5/11/1973
General Securities Principal ExaminationCurrent Firm
MONTANA INVESTMENT ADVISORS INC
CRD#: 106377 / SEC#: 801-39895
Contact information
Regulatory assets under management
| Total Number of Accounts | 84 |
| AUM (Assets Under Management) | $ 47,425,721 |
Red Flags
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