Nicholas H. Davis

MONTANA INVESTMENT ADVISORS

BOZEMAN, MT 59715

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CRD#: 601550

Professional summary

Nicholas Homans Davis MR., who also goes by Nicholas Homans Davis, is a registered financial advisor currently at MONTANA INVESTMENT ADVISORS INC located in Bozeman, Montana.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Nicholas has worked at 7 firms and has passed the Series 65, Series 63, Series 3, PC, Series 1 and Series 00 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas Homans Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

APPLETON PAPERS INC. 825 WISCONSIN AVE. APPLETON, WI 54912 NOT INVESTMENT RELATED, DIRECTOR, FM 11/9/01 TO PRESENT. COMPANY IS LEADING MANUFACTURER OF THERMAL AND COATED PAPERS. TIME SPENT IS 4 HOURS PER WEEK, WITH 1 2-DAY DIRECTOR'S MEETING PER QUARTER. ADDITIONALLY, I AM CHAIR OF THE APPLETON COMPENSATION COMMITTEE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Homans Davis MR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 25, 2003 - Present

MONTANA INVESTMENT ADVISORS INC

Office #1: 401 East Main Street #416, Bozeman, MT 59715

RIA

CRD#: 106377

BOZEMAN, MT

Past

June 13, 2002 - December 31, 2002

MONTANA INVESTMENT ADVISORS INC

RIA

CRD#: 106377

BOZEMAN, MT

Past

January 31, 1980 - January 30, 1992

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

January 4, 1979 - January 31, 1980

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

CRD#: 640

Past

September 26, 1978 - January 26, 1979

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

Past

January 14, 1976 - September 26, 1978

WHITE, WELD & CO. INCORPORATED

CRD#: 6802

Past

March 22, 1971 - February 8, 1976

BOETTCHER & COMPANY, INC.

CRD#: 101

Past

April 10, 1970 - April 13, 1971

ROBERT GARRETT & SONS, INC.

CRD#: 717

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(4/15/2014)

IAR

Montana
(2/25/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/16/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/12/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 2/1/1984

National Commodity Futures Examination

General Industry/Product Exam

PC

Date: 9/7/1977

AMEX Put and Call Exam

General Industry/Product Exam

Series 1

Date: 3/30/1964

Registered Representative Examination

Principal/Supervisory Exam

Series 00

Date: 5/11/1973

General Securities Principal Examination

Current Firm

MONTANA INVESTMENT ADVISORS INC

CRD#: 106377 / SEC#: 801-39895

RIA

Registered Investment Advisory firm - (6/8/2012 Terminated)

Colorado

Registered Investment Advisory firm - (1/2/2014 Approved)

Montana

Registered Investment Advisory firm - (5/22/2012 Approved)

Texas

Registered Investment Advisory firm - (3/8/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Bozeman, MT

Mailing Address

Phone number

(406) 586-7711

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	84
AUM (Assets Under Management)	$ 47,425,721

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas H. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Homans Davis MR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

MONTANA INVESTMENT ADVISORS INC

UBS FINANCIAL SERVICES INC.

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WHITE, WELD & CO. INCORPORATED

BOETTCHER & COMPANY, INC.

ROBERT GARRETT & SONS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/16/1992

Series 63

Date: 8/12/1987

Series 3

Date: 2/1/1984

PC

Date: 9/7/1977

Series 1

Date: 3/30/1964

Series 00

Date: 5/11/1973

Current Firm

MONTANA INVESTMENT ADVISORS INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MONTANA INVESTMENT ADVISORS INC

TRUST BUT VERIFY

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