Michael A. Bastardi
Professional summary
Michael Anthony Bastardi was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 2012. Prior to being barred, Michael had worked at 5 firms, which includes CHELSEA FINANCIAL SERVICES, NATIONAL SECURITIES CORPORATION, SECURITIES AMERICA INC., DALTON STRATEGIC INVESTMENT SERVICES INC., CAPE SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2018 - September 11, 2018
CHELSEA FINANCIAL SERVICES
March 29, 2016 - January 12, 2018
NATIONAL SECURITIES CORPORATION
June 30, 2014 - March 4, 2016
SECURITIES AMERICA, INC.
October 15, 2012 - July 1, 2014
DALTON STRATEGIC INVESTMENT SERVICES INC.
February 24, 2012 - October 12, 2012
CAPE SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
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