Leslie B. Daniels
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie Benedict Daniels was a registered financial professional .
Leslie is a previously registered financial professional and started their career in finance in 1969. Leslie had worked at 4 firms and has passed the Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 1979 - September 12, 1988
BURDGE, DANIELS & COMPANY, INC.
November 24, 1975 - May 18, 1979
BLYTH EASTMAN DILLON & CO. INCORPORATED
July 25, 1972 - December 10, 1975
CREDIT SUISSE SECURITIES (USA) LLC
November 25, 1969 - January 20, 1972
WESTPAC POLLOCK & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/20/1972
Registered Representative ExaminationCurrent Firm
BURDGE, DANIELS & COMPANY, INC.
CRD#: 7938 / SEC#: , 8-23732
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
