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Tania Tagliavento

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CRD#: 6015152
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Tania Tagliavento was a registered financial professional .

Tania is a previously registered financial professional and started their career in finance in 2012. Tania had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Coldwell Banker Realty; Salesperson; non-investment related; 07/2021; Newton, Massachusetts; Member of the Coldwell Banker referral network. If an opportunity arises, able to refer a party to the CB Realty Newton office and receive a % of the commission; 0% of time during trading / non-trading hours.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 15, 2023 - September 21, 2023

SYSTM WEALTH SOLUTIONS

RIA
CRD#: 321267
Newton, MA
Past

January 26, 2022 - August 11, 2022

DAKOTA WEALTH, LLC

RIA
CRD#: 297987
AMESBURY, MA
Past

April 15, 2016 - April 13, 2017

WELLINGTON FUNDS DISTRIBUTORS INC.

BD
CRD#: 152768
BOSTON, MA
Past

August 16, 2013 - June 5, 2014

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
BOSTON, MA
Past

August 14, 2012 - April 29, 2013

HERMES FUND DISTRIBUTORS LLC

BD
CRD#: 155655
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 1/26/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


SW
SYSTM WEALTH SOLUTIONS
SYSTM WEALTH SOLUTIONS | SYSTM WEALTH SOLUTIONS LLC

CRD#: 321267 / SEC#: 801-126218

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Contact information


Main Address
150 N. Riverside Plaza, Chicago, IL 60606
Mailing Address
150 N. Riverside Plaza 50th Floor, Chicago, IL 60606
Phone number
(312) 236-1600
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Part 2 Brochures

SYSTM WEALTH SOLUTIONS ADV PART 2A BROCHURE (3/29/2024)

Regulatory assets under management


Total Number of Accounts1,315
AUM (Assets Under Management)$ 839,176,872

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SYSTM WEALTH SOLUTIONS

CRD#: 321267

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