Joshua D. Valliere
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua David Valliere, who also goes by Joshua D Valliere, was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2012. Joshua had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2018 - December 31, 2020
JVINVEST, LLC
January 12, 2016 - February 1, 2018
PEKIN HARDY STRAUSS, INC.
January 20, 2015 - August 3, 2015
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
February 13, 2013 - December 19, 2014
CCO CAPITAL, LLC
July 4, 2012 - January 23, 2013
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
JVINVEST, LLC
CRD#: 293232 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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