Cary Joel Cowan Sr
CFP®Professional Summary
Cary Joel Cowan SR, CFP®, who also goes by Cary Joel Cowan, is a registered financial advisor currently at ARCH GLOBAL ADVISORS, LLC located in St. Augustine, Florida and LPL FINANCIAL LLC located in St. Augustine, Florida. Cary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1972. Cary has worked at 11 firms and has passed the Series 63, Series 82TO, Series 7TO, SIE,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Cary Joel Cowan
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
54 years in the financial services industry
Current & Past Employments
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Current Firm
ARCH GLOBAL ADVISORS, LLC | COWAN FINANCIAL GROUP
Contact Information
Main Address
215 Lexington Avenue Suite 17b, New York, NY 10016Phone Number
(212) 991-8807# of Employees
16SEC notice filing (11 States and Territories)
Registered to provide investment advisory services in 11 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
815AUM (Assets Under Management)
$230,913,938Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ARCH GLOBAL ADVISORS, LLC | COWAN FINANCIAL GROUP
State Registrations and Notice Filings
(11/19/2025)
(12/22/2025)
(7/10/2025)
(7/10/2025)
(6/29/2023)
(7/11/2025)
(7/10/2025)
(7/10/2025)
(7/10/2025)
(7/10/2025)
(7/10/2025)
(8/1/2025)
(12/23/2025)
(7/10/2025)
(7/10/2025)
(7/10/2025)
(7/10/2025)
(11/26/2025)
(7/10/2025)
(7/10/2025)
(1/21/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Apr 2023About the Series 82TO examSeries 1 — Registered Representative Examination
Passed Oct 1972SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Cary Joel Cowan SR's CRS (Customer Relationship Summary).
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