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QH

Quincy Hall

HALL FINANCIAL SERVICES,
Corte Madera, CA 94925
Some features on this profile are disabled
CRD#: 6014811
QH

Professional summary

Quincy Hall is a registered financial advisor currently at HALL FINANCIAL SERVICES, INC located in Corte Madera, California.

Quincy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Quincy has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF OTHER BUSINESS: THE COLLEGE OF MARIN COMMUNITY EDUCATION INVESTMENT RELATED: NO ADDRESS: 520 TAMALPAIS DR., CORTE MADERA, CA NATURE OF BUSINESS: EDUCATIONAL START DATE: 1/2018 POSITION/TITLE/RELATIONSHIP: PROFESSOR/LECTURER APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: TEACHING FINANCIAL PLANNING CONCEPTS. NAME OF OTHER BUSINESS: ADVICE ONLY (R) INVESTMENT RELATED? YES, BUT NOT AN ACTIVITY REQUIRING REGISTRATION ADDRESS: 520 TAMALPAIS DR., CORTE MADERA, CA NATURE OF BUSINESS: EDUCATIONAL START DATE: 07/2019 POSITION/TITLE/RELATIONSHIP: AUTHOR, INSTRUCTOR APX NUMBER OF HOURS PER WEEK: 10 NOT DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: PUBLISHING BOOKS ABOUT FINANCIAL PLANNING CONCEPTS AND PROVIDING INSTRUCTION. IAR WRITES BOOKS AND PROVIDES EDUCATION COURSES UNDER THIS TRADEMARKED BUSINESS NAME. IAR ALSO DISCLOSES THAT INVESTMENT ADVICE IS PROIDED THROUGH HALL FINANCIAL SERVICES, INC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Quincy Hall's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 15, 2018 - Present

HALL FINANCIAL SERVICES, INC

Office #1: 520 Tamalpais Dr #206, Corte Madera, CA 94925
RIA
CRD#: 292580
Corte Madera, CA
Past

August 14, 2017 - March 13, 2018

CETERA WEALTH SERVICES, LLC

RIA
CRD#: 13572
CORTE MADERA, CA
Past

August 14, 2017 - March 13, 2018

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
CORTE MADERA, CA
Past

January 13, 2015 - August 15, 2017

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
FREMONT, CA
Past

April 6, 2012 - August 15, 2017

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
FREMONT, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(3/15/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/22/2014
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/10/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/13/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 4/5/2012
Investment Company Products/Variable Contracts Representative Examination

Current Firm

HF
HALL FINANCIAL SERVICES, INC
ADVICE ONLY | HALL FINANCIAL SERVICES, INC | ADVICE ONLY FINANCIAL ADVISORS

CRD#: 292580 / SEC#:

California
Registered Investment Advisory firm - (3/15/2018 Approved)
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Contact information

Main Address
520 Tamalpais Dr #206, Corte Madera, CA 94925
Mailing Address
Phone number
(415) 993-2229
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HALL FINANCIAL SERVICES, INC

CRD#: 292580Corte Madera, CA 94925

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