Edward J. Burke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Joseph Burke, who also goes by Edward J Burke, Edward Jos Burke, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1969. Edward had worked at 12 firms and has passed the Series 63, Series 7TO, SIE, Series 55, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2008 - November 23, 2021
MOORS & CABOT, INC.
June 20, 2008 - November 23, 2021
MOORS & CABOT, INC.
July 20, 2007 - June 20, 2008
MOORS & CABOT FINANCIAL ADVISORS, LLC
August 6, 2002 - June 29, 2007
MOORS & CABOT, INC.
April 1, 2002 - July 31, 2002
FULCRUM GLOBAL PARTNERS LLC
March 9, 2002 - April 22, 2002
RBC CAPITAL MARKETS, LLC
September 19, 1991 - March 9, 2002
TUCKER ANTHONY INCORPORATED
June 21, 1991 - September 16, 1991
PRINTON, KANE GROUP, INC.
September 14, 1990 - November 26, 1990
UBS FINANCIAL SERVICES INC.
August 13, 1980 - April 4, 1990
KIDDER, PEABODY & CO. INCORPORATED
September 26, 1978 - April 7, 1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 15, 1975 - September 26, 1978
WHITE, WELD & CO. INCORPORATED
February 1, 1973 - January 15, 1975
WHITE, WELD & CO., INCORPORATED
March 11, 1969 - January 31, 1973
KIDDER, PEABODY & CO., INCORPORATED
Primary Firm SEC Registration
MOORS & CABOT, INC.
CRD#: 594 / SEC#: 801-48726, 8-23060
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 55
Date: 6/29/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 3/7/1969
Registered Representative ExaminationSeries 40
Date: 2/23/1978
Registered Principal ExaminationCurrent Firm
MOORS & CABOT, INC.
CRD#: 594 / SEC#: 801-48726, 8-23060
Contact information
SEC notice filing (35 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EIGHTEEN NINETY PARTNERS, LLC | SHAREHOLDER | |
| BRAUN, MICHAEL CHARLES | EVP/COO/DIRECTOR | 2005370 |
| CUETARA, JOSEPH PHILIP | SVP FIXED INCOME/MUNICIPAL PRINCIPAL | 58308 |
| GARRETT, MARK DAVID | DIRECTOR/CO-CHAIRMAN/TRUSTEE | 5563014 |
| HILDRETH, MICHAEL CHRISTOPHER | EVP/CFO/FINOP/PRESIDENT/CEO/DIRECTOR | 2386839 |
| JOYCE, DANIEL MICHAEL | DIRECTOR | 1060819 |
| KELLIHER, KATHERINE ROSE | SVP & CHIEF COMPLIANCE OFFICER | 4146307 |
Regulatory assets under management
| Total Number of Accounts | 5,074 |
| AUM (Assets Under Management) | $ 3,437,764,388 |
Disclosures
| Regulatory Event | 30 |
| Arbitration | 3 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2025 | ||
| 12/04/2023 | ||
| 01/12/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
